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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.3M -$3.19M -1,148,467 -20%
COLIM
2
City of London Investment Management
United Kingdom
$12.6M +$1.9M +684,260 +19%
PMG
3
Private Management Group
California
$8.24M +$126K +45,399 +2%
PAIM
4
Punch & Associates Investment Management
Minnesota
$7.23M +$88.7K +31,949 +1%
AAM
5
Advisors Asset Management
Colorado
$3.14M -$182K -65,511 -6%
CA
6
Cornerstone Advisors
North Carolina
$1.64M +$1.1M +397,548 +249%
GC
7
Guggenheim Capital
Illinois
$1.33M +$107K +38,594 +9%
LCM
8
Landscape Capital Management
New Jersey
$1.27M -$20.7K -7,466 -2%
Stifel Financial
9
Stifel Financial
Missouri
$1.25M +$387K +139,253 +49%
RCM
10
Rivernorth Capital Management
Florida
$1.16M +$1.1M +395,011 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.08M +$646K +232,743 +171%
Wells Fargo
12
Wells Fargo
California
$1.06M -$247K -88,958 -20%
UBS Group
13
UBS Group
Switzerland
$961K -$501K -180,499 -36%
PFO
14
Pathstone Family Office
New Jersey
$899K +$849K +305,825 New
Ameriprise
15
Ameriprise
Minnesota
$747K +$38.9K +13,998 +6%
6M
16
6 Meridian
Kansas
$709K +$486K +175,047 +264%
SGCA
17
Steel Grove Capital Advisors
Tennessee
$702K -$201K -72,530 -23%
KACA
18
Kayne Anderson Capital Advisors
California
$686K +$139K +50,000 +27%
Osaic Holdings
19
Osaic Holdings
Arizona
$677K -$326K -117,472 -34%
Goldman Sachs
20
Goldman Sachs
New York
$546K -$262K -94,255 -34%
SCA
21
STALEY CAPITAL ADVISERS
Pennsylvania
$518K +$33.3K +12,000 +7%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$504K -$75K -27,001 -14%
Truist Financial
23
Truist Financial
North Carolina
$274K +$24.6K +8,876 +11%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$244K -$47.6K -17,143 -17%
RJA
25
Raymond James & Associates
Florida
$237K -$39.4K -14,211 -15%
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