Netlist, Inc.
NLST
NLST was delisted on the 26th of September, 2018.
30 hedge funds and large institutions have $5.09M invested in Netlist, Inc. in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 5 closing their positions.
80% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 5
60% more capital invested
Capital invested by funds: $3.18M → $5.09M (+$1.9M)
20% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 5
15% more funds holding
Funds holding: 26 → 30 (+4)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $2K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIC
AWM Investment Company
New York
|
+$5.14M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$752K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$365K |
| 4 |
PCM
Perkins Capital Management
Wayzata,
Minnesota
|
+$357K |
| 5 |
PCM
Potomac Capital Management
New York
|
+$296K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WA
Whitebox Advisors
Minneapolis,
Minnesota
|
-$585K |
| 2 |
Verition Fund Management
Greenwich,
Connecticut
|
-$231K |
| 3 |
HP
Harvey Partners
Tarrytown,
New York
|
-$85.7K |
| 4 |
DS
DRW Securities
Chicago,
Illinois
|
-$74K |
| 5 |
WPC
White Pine Capital
Bloomington,
Minnesota
|
-$55K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $1K | – | – | – |
|
27
Citigroup
New York
| $1K | +$1.44K | +1,093 | New |
|
28
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $4 | – | – | – |
|
|
29
Verition Fund Management
Greenwich,
Connecticut
| – | -$231K | -316,000 | Closed |
|
|
DS
30
DRW Securities
Chicago,
Illinois
| – | -$74K | -100,000 | Closed |
|
|
WPC
31
White Pine Capital
Bloomington,
Minnesota
| – | -$55K | -74,900 | Closed |
|
|
AC
32
AYM Capital
New York
| – | -$15K | -20,020 | Closed |
|
|
VKH
33
Virtu KCG Holdings
New York
| – | -$13K | -17,787 | Closed |
|
34
Barclays
London,
United Kingdom
| – | -$9.94K | -7,536 | -99% |
|
NLST Hedge Fund Activity: Q1 2015 in Review
30 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q1 2015, worth a combined $5.09M — up 60% from $3.18M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new NLST positions and 5 closed out — a net gain of 4 holders — while 6 added to existing stakes and 5 trimmed.
The largest buyer was AWM Investment Company, adding an estimated $5.14M. The largest seller was Whitebox Advisors, cutting an estimated $585K.
- 30 institutional investors held Netlist, Inc. (NLST) as of Q1 2015, up from 26 in Q4 2014.
- Funds reported $5.09M of Netlist, Inc. stock for Q1 2015, up 60% quarter-over-quarter.
- 9 funds opened new Netlist, Inc. positions in Q1 2015 and 5 closed out, a net change of +4 holders.
- The largest Netlist, Inc. buyer in Q1 2015 was AWM Investment Company, an estimated $5.14M added.
- The largest Netlist, Inc. seller in Q1 2015 was Whitebox Advisors, an estimated $585K sold.
Based on aggregated 13F filings for Q1 2015.