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Nuveen California AMT-Free Quality Municipal Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HK
26
Horizon Kinetics
New York
$232K
SCM
27
Stonebridge Capital Management
California
$145K
CAN
28
Cetera Advisor Networks
California
$144K +$12.2K +1,000 +9%
CA
29
Cetera Advisors
Colorado
$142K -$9.04K -740 -6%
BA
30
Boston Advisors
Massachusetts
$137K
HCMNY
31
Howard Capital Management (New York)
New York
$135K +$136K +11,133 New
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$107K -$11K -900 -9%
EWM
33
Edge Wealth Management
New York
$66K +$23.2K +1,900 +54%
Citigroup
34
Citigroup
New York
$53K +$9.54K +781 +22%
MA
35
MUFG Americas
New York
$48K -$43.5K -3,558 -48%
WT
36
Whittier Trust
California
$39K
EMA
37
Efficient Market Advisors
California
$25K
HNB
38
Huntington National Bank
Ohio
$18K
WCM
39
Windsor Capital Management
Arizona
$14K
OIA
40
Optimum Investment Advisors
Illinois
$12K
TRCT
41
Tower Research Capital (TRC)
New York
$10K -$2.52K -206 -20%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$5K
Creative Planning
43
Creative Planning
Kansas
$2K -$862K -70,500 -100%
FAAS
44
First Allied Advisory Services
California
-$141K -11,998 Closed
PP
45
Paloma Partners
Connecticut
-$139K -11,300 Closed
PFA
46
Pure Financial Advisors
California
-$126K -10,187 Closed
WAM
47
Wolverine Asset Management
Illinois
-$6K -500 Closed
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
-$3K -240 Closed