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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

64 hedge funds and large institutions have $99.2M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

7% more funds holding

Funds holding: 60 → 64 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.31% less ownership

Funds ownership: 13.52% → 13.21% (-0.31%)

6% less capital invested

Capital invested by funds: $105M → $99.2M (-$6.11M)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

Holders
64
Holders Change
+4
Holders Change %
+6.67%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
15
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$966K
2
BCM
Bluefin Capital Management
New York
+$450K
3
LCM
Leisure Capital Management
California
+$427K
4
CRWM
Castle Rock Wealth Management
California
+$407K
5
RJA
Raymond James & Associates
Florida
+$279K

Top Sellers

Rank Fund Capital Flow
1
C
Certuity
Florida
-$1.4M
2
UBS Group
UBS Group
Switzerland
-$1.15M
3
Osaic Holdings
Osaic Holdings
Arizona
-$1.07M
4
RCM
Rivernorth Capital Management
Florida
-$734K
5
FFA
First Foundation Advisors
California
-$675K
Name Holding Trade Value Shares
Change 		Change in
Stake
RI
26
Ridgewood Investments
New Jersey
$422K – – –
Ameriprise
27
Ameriprise
Minnesota
$421K -$453 -28 -0.1%
COLIM
28
City of London Investment Management
United Kingdom
$414K – – –
VHAM
29
Van Hulzen Asset Management
California
$401K – – –
Creative Planning
30
Creative Planning
Kansas
$388K -$21K -1,300 -5%
CRWM
31
Castle Rock Wealth Management
California
$372K +$407K +25,191 New
GJIC
32
Gamble Jones Investment Counsel
California
$349K – – –
SWP
33
Stratos Wealth Partners
Ohio
$325K – – –
LNWWM
34
Laird Norton Wetherby Wealth Management
California
$317K – – –
FAT
35
First American Trust
California
$309K – – –
DI
36
Diligent Investors
California
$280K -$47.7K -2,950 -14%
WIA
37
World Investment Advisors
California
$279K -$122K -7,550 -28%
Invesco
38
Invesco
Georgia
$258K -$384K -23,763 -59%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$239K -$62.6K -3,875 -20%
GPC
40
Garrison Point Capital
California
$237K – – –
Stifel Financial
41
Stifel Financial
Missouri
$230K -$14.5K -898 -6%
MMA
42
Miracle Mile Advisors
California
$223K +$339 +21 +0.1%
RCM
43
RB Capital Management
Nevada
$205K +$1.62K +100 +0.8%
FNWM
44
Financial Network Wealth Management
Utah
$193K – – –
MWA
45
Monograph Wealth Advisors
California
$191K +$195K +12,050 New
FFA
46
First Foundation Advisors
California
$189K -$675K -41,736 -78%
WP
47
WealthSource Partners
California
$188K +$2.12K +131 +1%
BPWM
48
Badgley Phelps Wealth Managers
Washington
$184K – – –
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$181K +$185K +11,442 New
OIA
50
OneDigital Investment Advisors
Kansas
$178K +$182K +11,239 New
1
2
3

NKX Hedge Fund Activity: Q4 2021 in Review

64 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q4 2021, worth a combined $99.2M — down 5.8% from $105M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new NKX positions and 5 closed out — a net gain of 4 holders — while 15 added to existing stakes and 20 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $966K. The largest seller was Certuity, exiting entirely with an estimated $1.4M sold.

  • 64 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q4 2021, up from 60 in Q3 2021.
  • Funds reported $99.2M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q4 2021, down 5.8% quarter-over-quarter.
  • 9 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q4 2021 and 5 closed out, a net change of +4 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q4 2021 was Morgan Stanley, an estimated $966K added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q4 2021 was Certuity, an estimated $1.4M sold.

Based on aggregated 13F filings for Q4 2021.