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Nuveen California AMT-Free Quality Municipal Income Fund

38 hedge funds and large institutions have $52.6M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

0.51% less ownership

Funds ownership: 7.74%7.23% (-0.51%)

9% less capital invested

Capital invested by funds: $57.7M → $52.6M (-$5.06M)

10% less funds holding

Funds holding: 4238 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
26
Alethea Capital Management
Washington
$231K
VKH
27
Virtu KCG Holdings
New York
$222K +$227K +13,324 New
CAN
28
Cetera Advisor Networks
California
$201K +$206K +12,110 New
IWMPD
29
Integrated Wealth Management (Palm Desert)
California
$194K
SWP
30
Stratos Wealth Partners
Ohio
$191K
BA
31
Boston Advisors
Massachusetts
$187K
PFA
32
Pure Financial Advisors
California
$169K
AG
33
Advisor Group
Arizona
$85K
BCM
34
Blume Capital Management
California
$69K
MFS
35
MSI Financial Services
Massachusetts
$68K
HNB
36
Huntington National Bank
Ohio
$25K
TCM
37
Tradewinds Capital Management
Washington
$23K
Citigroup
38
Citigroup
New York
$18K
GAM
39
Gemmer Asset Management
California
$17K
NFG
40
Next Financial Group
Texas
$8K +$8.39K +492 New
PMG
41
Private Management Group
California
-$905K -53,135 Closed
MBT
42
Montecito Bank & Trust
California
-$338K -19,818 Closed
VHAM
43
Van Hulzen Asset Management
California
-$294K -17,270 Closed
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$203K -11,926 Closed
GBBWRPM
45
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
-$20K -1,230 Closed
US Bancorp
46
US Bancorp
Minnesota
-$13K -785 Closed
GWM
47
Geneos Wealth Management
Colorado
-$6K -410 Closed

NKX Hedge Fund Activity: Q3 2016 in Review

38 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q3 2016, worth a combined $52.6M — down 8.8% from $57.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NKX and 3 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 9 added.

The largest buyer was Guggenheim Capital, adding an estimated $949K. The largest seller was UBS Group, cutting an estimated $4.29M.

  • 38 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q3 2016, down from 42 in Q2 2016.
  • Funds reported $52.6M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q3 2016, down 8.8% quarter-over-quarter.
  • 3 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q3 2016 and 7 closed out, a net change of -4 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q3 2016 was Guggenheim Capital, an estimated $949K added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q3 2016 was UBS Group, an estimated $4.29M sold.

Based on aggregated 13F filings for Q3 2016.