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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $799M invested in MidCap Financial Investment in 2014 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 74 increasing their positions, 65 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 65

9% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 35

0% more funds holding

Funds holding: 217 → 217 (0)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less capital invested

Capital invested by funds: $804M → $799M (-$5.76M)

57% less call options, than puts

Call options by funds: $716K | Put options by funds: $1.68M

Holders
217
Holders Change
–
Holders Change %
0%
% of All Funds
5.79%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.13%
New
38
Increased
74
Reduced
65
Closed
35
Calls
$716K
Puts
$1.68M
Net Calls
-$965K
Net Calls Change
-$482K

Top Buyers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
+$31.2M
2
Principal Financial Group
Principal Financial Group
Iowa
+$12.1M
3
CS
Credit Suisse
Switzerland
+$6.18M
4
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
+$5.48M
5
Morgan Stanley
Morgan Stanley
New York
+$5.16M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$16.5M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$9.66M
3
BC
Balestra Capital
New York
-$9.01M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$6.98M
5
PRCM
Pine River Capital Management
Minnesota
-$3.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
MA
201
MUFG Americas
New York
$18K -$23.3K -973 -55%
PCM
202
Prelude Capital Management
New York
$13K -$11.2K -467 -44%
CLOS
203
Compagnie Lombard Odier SCmA
Switzerland
$10K – – –
DADC
204
D.A. Davidson & Co
Montana
$7K -$2.08K -87 -21%
CCS
205
Crosspoint Capital Strategies
California
$7K – – –
GI
206
Gradient Investments
Minnesota
$7K – – –
WCBA
207
Weaver C. Barksdale & Associates
Tennessee
$5K – – –
NFG
208
Next Financial Group
Texas
$4K -$16K -667 -78%
FHA
209
First Horizon Advisors
Tennessee
$4K -$3.97K -166 -50%
Canada Life
210
Canada Life
Manitoba, Canada
$4K – – –
Manulife (Manufacturers Life Insurance)
211
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.65K +$1.08M +44,943 +38%
RRC
212
Red Rocks Capital
Colorado
$3K +$2.71K +113 New
BlackRock
213
BlackRock
New York
$2K – – –
BRWA
214
B. Riley Wealth Advisors
Florida
$1.1K +$180K +7,529 New
CAM
215
ClariVest Asset Management
California
$1K -$415K -17,314 -100%
Fifth Third Bancorp
216
Fifth Third Bancorp
Ohio
$1K – – –
NG
217
NatWest Group
United Kingdom
$78 – – –
NVIM
218
New Vernon Investment Management
Illinois
– -$3.03M -123,744 Closed
MVP
219
Miller Value Partners
Florida
– -$1.48M -60,467 Closed
SCM
220
Sterling Capital Management
North Carolina
– -$1.38M -56,459 Closed
CCA
221
Catalyst Capital Advisors
New York
– -$1.19M -48,333 Closed
MIG
222
Mariner Investment Group
New York
– -$1.1M -45,000 Closed
Lazard Asset Management
223
Lazard Asset Management
New York
– -$768K -31,367 Closed
HNB
224
Huntington National Bank
Ohio
– -$768K -31,350 Closed
LP
225
LMR Partners
United Kingdom
– -$366K -14,930 Closed
7 8
9
10 11

MFIC Hedge Fund Activity: Q4 2014 in Review

217 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2014, worth a combined $799M — down 0.72% from $804M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MFIC positions and 35 closed out — a net gain of 3 holders — while 74 added to existing stakes and 65 trimmed.

The largest buyer was Thornburg Investment Management, adding an estimated $31.2M. The largest seller was Goldman Sachs, cutting an estimated $16.5M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $799M of MidCap Financial Investment stock for Q4 2014, down 0.72% quarter-over-quarter.
  • 38 funds opened new MidCap Financial Investment positions in Q4 2014 and 35 closed out, a net change of +3 holders.
  • The largest MidCap Financial Investment buyer in Q4 2014 was Thornburg Investment Management, an estimated $31.2M added.
  • The largest MidCap Financial Investment seller in Q4 2014 was Goldman Sachs, an estimated $16.5M sold.

Based on aggregated 13F filings for Q4 2014.