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MidCap Financial Investment
MFIC

215 hedge funds and large institutions have $995M invested in MidCap Financial Investment in 2013 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 86 increasing their positions, 66 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $6.21M | Put options by funds: $2.14M

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

30% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 66

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more capital invested

Capital invested by funds: $955M → $995M (+$39.8M)

0% more funds holding

Funds holding: 214 → 215 (+1)

Holders
215
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
6.97%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
25
Increased
86
Reduced
66
Closed
20
Calls
$6.21M
Puts
$2.14M
Net Calls
+$4.08M
Net Calls Change
+$4.12M

Top Buyers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
+$22.3M
2
TA
Teachers Advisors
New York
+$15.8M
3
BC
Balestra Capital
New York
+$10.6M
4
U
UBS
Switzerland
+$6.45M
5
BFA
BlackRock Fund Advisors
California
+$6.14M

Top Sellers

Rank Fund Capital Flow
1
Barclays
Barclays
United Kingdom
-$24.4M
2
PRCM
Pine River Capital Management
Minnesota
-$6.63M
3
PAM
Panagora Asset Management
Massachusetts
-$6.24M
4
Citigroup
Citigroup
New York
-$5.72M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
201
Gradient Investments
Minnesota
$7K – – –
ST
202
Spot Trading
Illinois
$7K +$6.97K +287 New
MAM
203
Meeder Asset Management
Ohio
$4K – – –
WCBA
204
Weaver C. Barksdale & Associates
Tennessee
$4K +$1.31K +54 +49%
FWM
205
Focused Wealth Management
New York
$4K +$4.42K +182 New
Manulife (Manufacturers Life Insurance)
206
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.62K +$49.2K +2,027 +1%
PCM
207
Prelude Capital Management
New York
$3K +$3.23K +133 New
ECM
208
Estabrook Capital Management
New York
$2.04K – – –
HF
209
Hoxton Financial
West Virginia
$2K -$1.8K -74 -43%
EWM
210
Edge Wealth Management
New York
$2K – – –
WA
211
WealthTrust-Arizona
Arizona
$2K – – –
Envestnet Asset Management
212
Envestnet Asset Management
Illinois
$2K +$1.63K +67 New
KIG
213
Kessler Investment Group
Indiana
$2K +$1.94K +80 New
EFS
214
Essex Financial Services
Connecticut
$88 – – –
RP
215
Raiff Partners
New York
– -$3.87M -166,667 Closed
CCIA
216
Campbell & Co Investment Adviser
Maryland
– -$3.41M -146,928 Closed
Capital Fund Management (CFM)
217
Capital Fund Management (CFM)
France
– -$2.16M -88,802 Closed
HCM
218
Highbridge Capital Management
New York
– -$1.94M -83,466 Closed
MIU
219
Man Investments (UK)
United Kingdom
– -$1.39M -59,826 Closed
CGI
220
CI Global Investments
California
– -$1.35M -58,333 Closed
LG
221
Leuthold Group
Minnesota
– -$955K -41,145 Closed
LCS
222
Levin Capital Strategies
New York
– -$603K -25,967 Closed
PP
223
Paloma Partners
Connecticut
– -$315K -13,585 Closed
TH
224
Timber Hill
Connecticut
– -$308K -12,695 Closed
Verition Fund Management
225
Verition Fund Management
Connecticut
– -$117K -5,050 Closed
6 7 8
9
10

MFIC Hedge Fund Activity: Q3 2013 in Review

215 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2013, worth a combined $995M — up 4.2% from $955M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 20 closed out — a net gain of 5 holders — while 86 added to existing stakes and 66 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $22.3M. The largest seller was Barclays, cutting an estimated $24.4M.

  • 215 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2013, up from 214 in Q2 2013.
  • Funds reported $995M of MidCap Financial Investment stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q3 2013 and 20 closed out, a net change of +5 holders.
  • The largest MidCap Financial Investment buyer in Q3 2013 was Allianz Asset Management, an estimated $22.3M added.
  • The largest MidCap Financial Investment seller in Q3 2013 was Barclays, an estimated $24.4M sold.

Based on aggregated 13F filings for Q3 2013.