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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $799M invested in MidCap Financial Investment in 2014 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 74 increasing their positions, 65 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 65

9% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 35

0% more funds holding

Funds holding: 217 → 217 (0)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less capital invested

Capital invested by funds: $804M → $799M (-$5.76M)

57% less call options, than puts

Call options by funds: $716K | Put options by funds: $1.68M

Holders
217
Holders Change
–
Holders Change %
0%
% of All Funds
5.79%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.13%
New
38
Increased
74
Reduced
65
Closed
35
Calls
$716K
Puts
$1.68M
Net Calls
-$965K
Net Calls Change
-$482K

Top Buyers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
+$31.2M
2
Principal Financial Group
Principal Financial Group
Iowa
+$12.1M
3
CS
Credit Suisse
Switzerland
+$6.18M
4
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
+$5.48M
5
Morgan Stanley
Morgan Stanley
New York
+$5.16M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$16.5M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$9.66M
3
BC
Balestra Capital
New York
-$9.01M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$6.98M
5
PRCM
Pine River Capital Management
Minnesota
-$3.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
176
Rotella Capital Management
Washington
$91K – – –
Prudential Financial
177
Prudential Financial
New Jersey
$90K -$28.7K -1,200 -23%
Marshall Wace
178
Marshall Wace
United Kingdom
$90K +$97.3K +4,063 New
BAM
179
Burnham Asset Management
New York
$89K – – –
CCB
180
Cutter & Co Brokerage
Missouri
$89K +$4.07K +170 +4%
SIA
181
Stancorp Investment Advisers
Oregon
$88K +$94.6K +3,952 New
CAS
182
CTC Alternative Strategies
Illinois
$87.6K – – –
EAM
183
Evanson Asset Management
California
$76K +$81.8K +3,415 New
GIM
184
Grassi Investment Management
California
$74K -$63.9K -2,667 -44%
PAM
185
Panagora Asset Management
Massachusetts
$72K – – –
WCM
186
Westend Capital Management
California
$70K – – –
MFS
187
MSI Financial Services
Massachusetts
$59K +$27.1K +1,133 +74%
FMT
188
First Mercantile Trust
Tennessee
$58K – – –
Group One Trading
189
Group One Trading
Illinois
$56K +$6.39K +267 +12%
HCC
190
Hirtle Callaghan & Co
Pennsylvania
$44K +$718 +30 +2%
DekaBank Deutsche Girozentrale
191
DekaBank Deutsche Girozentrale
Germany
$44K +$47.5K +1,986 New
HCM
192
Highlander Capital Management
New Jersey
$41K – – –
TWA
193
TCI Wealth Advisors
Arizona
$37K +$39.9K +1,667 New
FWM
194
Focused Wealth Management
New York
$29K +$26.9K +1,125 +618%
AWM
195
AllSquare Wealth Management
New York
$26K +$27.9K +1,167 New
SF
196
Synovus Financial
Georgia
$23K – – –
FNBT
197
FineMark National Bank & Trust
Florida
$22K – – –
EWM
198
Evercore Wealth Management
New York
$21K – – –
NES
199
New England Securities
New York
$20K – – –
BFEC
200
Benjamin F. Edwards & Company
Missouri
$20K +$21.9K +913 New
6 7
8
9 10

MFIC Hedge Fund Activity: Q4 2014 in Review

217 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2014, worth a combined $799M — down 0.72% from $804M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MFIC positions and 35 closed out — a net gain of 3 holders — while 74 added to existing stakes and 65 trimmed.

The largest buyer was Thornburg Investment Management, adding an estimated $31.2M. The largest seller was Goldman Sachs, cutting an estimated $16.5M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $799M of MidCap Financial Investment stock for Q4 2014, down 0.72% quarter-over-quarter.
  • 38 funds opened new MidCap Financial Investment positions in Q4 2014 and 35 closed out, a net change of +3 holders.
  • The largest MidCap Financial Investment buyer in Q4 2014 was Thornburg Investment Management, an estimated $31.2M added.
  • The largest MidCap Financial Investment seller in Q4 2014 was Goldman Sachs, an estimated $16.5M sold.

Based on aggregated 13F filings for Q4 2014.