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MidCap Financial Investment
MFIC

215 hedge funds and large institutions have $995M invested in MidCap Financial Investment in 2013 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 86 increasing their positions, 66 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $6.21M | Put options by funds: $2.14M

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

30% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 66

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more capital invested

Capital invested by funds: $955M → $995M (+$39.8M)

0% more funds holding

Funds holding: 214 → 215 (+1)

Holders
215
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
6.97%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
25
Increased
86
Reduced
66
Closed
20
Calls
$6.21M
Puts
$2.14M
Net Calls
+$4.08M
Net Calls Change
+$4.12M

Top Buyers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
+$22.3M
2
TA
Teachers Advisors
New York
+$15.8M
3
BC
Balestra Capital
New York
+$10.6M
4
U
UBS
Switzerland
+$6.45M
5
BFA
BlackRock Fund Advisors
California
+$6.14M

Top Sellers

Rank Fund Capital Flow
1
Barclays
Barclays
United Kingdom
-$24.4M
2
PRCM
Pine River Capital Management
Minnesota
-$6.63M
3
PAM
Panagora Asset Management
Massachusetts
-$6.24M
4
Citigroup
Citigroup
New York
-$5.72M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
GT
176
Glenmede Trust
Pennsylvania
$85K – – –
V
177
Veritable
Delaware
$85K +$486 +20 +0.6%
SI
178
Stephens Inc
Arkansas
$85K +$84.7K +3,490 New
California Public Employees Retirement System
179
California Public Employees Retirement System
California
$82K – – –
GIM
180
Grassi Investment Management
California
$82K – – –
PAM
181
Panagora Asset Management
Massachusetts
$79K -$6.24M -257,214 -99%
DekaBank Deutsche Girozentrale
182
DekaBank Deutsche Girozentrale
Germany
$79K – – –
PTC
183
Private Trust Company
Ohio
$50K +$194 +8 +0.4%
WA
184
WFG Advisors
Texas
$48K +$31.9K +1,315 +197%
OA
185
OFI Advisors
Pennsylvania
$47K +$37.1K +1,530 +395%
HCC
186
Hirtle Callaghan & Co
Pennsylvania
$45K +$43.4K +1,786 New
M&T Bank
187
M&T Bank
New York
$31K – – –
WRM
188
Westport Resources Management
Connecticut
$26K – – –
HCM
189
Highlander Capital Management
New Jersey
$24.5K – – –
FNBT
190
FineMark National Bank & Trust
Florida
$24K – – –
EWM
191
Evercore Wealth Management
New York
$23K – – –
FMT
192
First Mercantile Trust
Tennessee
$23K +$23K +949 New
Creative Planning
193
Creative Planning
Kansas
$20K -$3.3K -136 -14%
Bank of Montreal
194
Bank of Montreal
Ontario, Canada
$19K -$4.05K -167 -17%
HR
195
Howe & Rusling
New York
$16K – – –
KTC
196
Kistler-Tiffany Companies
Pennsylvania
$16K – – –
GGPS
197
Gary Goldberg Planning Services
New York
$8K – – –
FHA
198
First Horizon Advisors
Tennessee
$8K +$8.09K +333 New
CFA
199
Carroll Financial Associates
North Carolina
$8K +$8.33K +343 New
MFS
200
MSI Financial Services
Massachusetts
$7K -$12.1K -500 -64%
6 7
8
9 10

MFIC Hedge Fund Activity: Q3 2013 in Review

215 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2013, worth a combined $995M — up 4.2% from $955M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 20 closed out — a net gain of 5 holders — while 86 added to existing stakes and 66 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $22.3M. The largest seller was Barclays, cutting an estimated $24.4M.

  • 215 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2013, up from 214 in Q2 2013.
  • Funds reported $995M of MidCap Financial Investment stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q3 2013 and 20 closed out, a net change of +5 holders.
  • The largest MidCap Financial Investment buyer in Q3 2013 was Allianz Asset Management, an estimated $22.3M added.
  • The largest MidCap Financial Investment seller in Q3 2013 was Barclays, an estimated $24.4M sold.

Based on aggregated 13F filings for Q3 2013.