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MidCap Financial Investment

148 hedge funds and large institutions have $157M invested in MidCap Financial Investment in 2020 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 39 increasing their positions, 46 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 150148 (-2)

2.76% less ownership

Funds ownership: 37.75%34.99% (-2.8%)

15% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 46

64% less capital invested

Capital invested by funds: $438M → $157M (-$281M)

73% less call options, than puts

Call options by funds: $607K | Put options by funds: $2.26M

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
148
Holders Change
-2
Holders Change %
-1.33%
% of All Funds
3.26%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
30
Increased
39
Reduced
46
Closed
30
Calls
$607K
Puts
$2.26M
Net Calls
-$1.65M
Net Calls Change
+$1.51M
Name Holding Trade Value Shares
Change
Change in
Stake
Grantham, Mayo, Van Otterloo & Co (GMO)
151
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
-$1.02M -58,500 Closed
Balyasny Asset Management
152
Balyasny Asset Management
Illinois
-$992K -56,843 Closed
AWM
153
AE Wealth Management
Kansas
-$458K -26,258 Closed
CANY
154
Caxton Associates (New York)
New York
-$452K -25,876 Closed
ICA
155
Infrastructure Capital Advisors
New York
-$442K -25,343 Closed
Neuberger Berman Group
156
Neuberger Berman Group
New York
-$329K -18,851 Closed
CCIA
157
Campbell & Co Investment Adviser
Maryland
-$259K -14,845 Closed
AI
158
Atria Investments
North Carolina
-$201K -11,485 Closed
OFS
159
OneAscent Financial Services
Alabama
-$191K -10,944 Closed
IAA
160
Independent Advisor Alliance
North Carolina
-$175K -10,031 Closed
SAS
161
Stelac Advisory Services
New York
-$159K -9,113 Closed
Group One Trading
162
Group One Trading
Illinois
-$71.6K -4,800 Closed
Simplex Trading
163
Simplex Trading
Illinois
-$27.2K -1,825 Closed
SCA
164
Stonebridge Capital Advisors
Minnesota
-$17K -1,000 Closed
HWM
165
Howard Wealth Management
Connecticut
-$8K -500 Closed
FHA
166
Flagship Harbor Advisors
Massachusetts
-$3K -150 Closed
EWM
167
EPG Wealth Management
Georgia
-$2K -134 Closed
RIA
168
Realta Investment Advisors
Delaware
-$2K -133 Closed
Fuller & Thaler Asset Management
169
Fuller & Thaler Asset Management
California
-$1K -80 Closed
IA
170
IFP Advisors
Florida
-$1K -66 Closed
Toronto Dominion Bank
171
Toronto Dominion Bank
Ontario, Canada
-$1K -30 Closed
AIC
172
Ameritas Investment Company
Nebraska
+$462 +31 New
HFA
173
HC Financial Advisors
California
+$745 +50 New

MFIC Hedge Fund Activity: Q1 2020 in Review

148 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q1 2020, worth a combined $157M — down 64% from $438M a quarter earlier.

Fund positioning in MFIC was balanced in Q1 2020: 30 funds opened new positions, 30 closed out, 39 added to existing stakes and 46 trimmed.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $7.56M. The largest seller was Thornburg Investment Management, cutting an estimated $14.3M.

  • 148 institutional investors held MidCap Financial Investment (MFIC) as of Q1 2020, down from 150 in Q4 2019.
  • Funds reported $157M of MidCap Financial Investment stock for Q1 2020, down 64% quarter-over-quarter.
  • 30 funds opened new MidCap Financial Investment positions in Q1 2020 and 30 closed out, a net change of 0 holders.
  • The largest MidCap Financial Investment buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $7.56M added.
  • The largest MidCap Financial Investment seller in Q1 2020 was Thornburg Investment Management, an estimated $14.3M sold.

Based on aggregated 13F filings for Q1 2020.