MidCap Financial Investment
MFIC
119 hedge funds and large institutions have $260M invested in MidCap Financial Investment in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 26 reducing their positions, and 22 closing their positions.
88% more repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 26
10% less call options, than puts
Call options by funds: $5.02M | Put options by funds: $5.57M
2.11% less ownership
Funds ownership: 32.92% → 30.81% (-2.1%)
6% less funds holding
Funds holding: 127 → 119 (-8)
11% less capital invested
Capital invested by funds: $293M → $260M (-$33.2M)
36% less first-time investments, than exits
New positions opened: 14 | Existing positions closed: 22
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$4.27M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$1.25M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$711K |
| 4 |
Rockefeller Capital Management
New York
|
+$636K |
| 5 |
DnB Asset Management
Oslo,
Norway
|
+$533K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$14.8M |
| 2 |
TIM
Thornburg Investment Management
Santa Fe,
New Mexico
|
-$5.78M |
| 3 |
IWM
IHT Wealth Management
Chicago,
Illinois
|
-$1.27M |
| 4 |
Neuberger Berman Group
New York
|
-$938K |
| 5 |
Two Sigma Advisers
New York
|
-$901K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CANY
126
Caxton Associates (New York)
New York
| – | -$191K | -14,021 | Closed |
|
|
RJFSA
127
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$182K | -13,334 | Closed |
|
|
ICA
128
Infrastructure Capital Advisors
New York
| – | -$177K | -13,000 | Closed |
|
129
Squarepoint
New York
| – | -$167K | -12,205 | Closed |
|
130
Victory Capital Management
San Antonio,
Texas
| – | -$140K | -10,284 | Closed |
|
|
SAS
131
Stelac Advisory Services
New York
| – | -$124K | -9,071 | Closed |
|
|
BC
132
Barnett & Company
Chattanooga,
Tennessee
| – | -$81K | -5,962 | Closed |
|
|
PCM
133
Pinz Capital Management
New York
| – | -$66K | -4,800 | Closed |
|
|
PAM
134
Panagora Asset Management
Boston,
Massachusetts
| – | -$44K | -3,227 | Closed |
|
|
PGWM
135
Parisi Gray Wealth Management
Mendham,
New Jersey
| – | -$23K | -1,666 | Closed |
|
136
Citigroup
New York
| – | -$9K | -668 | Closed |
|
|
NFSG
137
Newbridge Financial Services Group
Boca Raton,
Florida
| – | -$4K | -276 | Closed |
|
|
FMP
138
Financial Management Professionals
Austin,
Texas
| – | -$1K | -66 | Closed |
|
MFIC Hedge Fund Activity: Q3 2021 in Review
119 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2021, worth a combined $260M — down 11% from $293M a quarter earlier.
Sellers outnumbered buyers: 22 funds closed out of MFIC and 14 opened new positions — a net loss of 8 holders — while 26 trimmed existing stakes and 49 added.
The largest buyer was LPL Financial, adding an estimated $4.27M. The largest seller was Arrowstreet Capital, cutting an estimated $14.8M.
- 119 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2021, down from 127 in Q2 2021.
- Funds reported $260M of MidCap Financial Investment stock for Q3 2021, down 11% quarter-over-quarter.
- 14 funds opened new MidCap Financial Investment positions in Q3 2021 and 22 closed out, a net change of -8 holders.
- The largest MidCap Financial Investment buyer in Q3 2021 was LPL Financial, an estimated $4.27M added.
- The largest MidCap Financial Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $14.8M sold.
Based on aggregated 13F filings for Q3 2021.