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MidCap Financial Investment

133 hedge funds and large institutions have $237M invested in MidCap Financial Investment in 2020 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 35 increasing their positions, 37 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

112% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 17

27% more capital invested

Capital invested by funds: $187M → $237M (+$50.2M)

16% more funds holding

Funds holding: 115133 (+18)

0.61% more ownership

Funds ownership: 33.54%34.15% (+0.61%)

5% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 37

84% less call options, than puts

Call options by funds: $1.94M | Put options by funds: $12.3M

Holders
133
Holders Change
+18
Holders Change %
+15.65%
% of All Funds
2.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
36
Increased
35
Reduced
37
Closed
17
Calls
$1.94M
Puts
$12.3M
Net Calls
-$10.4M
Net Calls Change
-$3.97M
Name Holding Trade Value Shares
Change
Change in
Stake
PMFA
126
Plante Moran Financial Advisors
Michigan
$2K +$2.26K +233 New
Barclays
127
Barclays
United Kingdom
$1K -$2.37K -244 -79%
FMP
128
Financial Management Professionals
Texas
$1K
IRC
129
Investors Research Corp
Georgia
$1K
WEC
130
Winslow Evans & Crocker
Massachusetts
$1K
HFS
131
HBC Financial Services
Washington
$1K +$563 +58 New
AF
132
Advisornet Financial
Minnesota
$1K +$641 +66 New
RA
133
Resource America
New York
-$879K -106,332 Closed
WA
134
Wambolt & Associates
Colorado
-$469K -56,771 Closed
ICA
135
Infrastructure Capital Advisors
New York
-$348K -42,103 Closed
IC
136
IEQ Capital
California
-$210K -25,351 Closed
DI
137
Diligent Investors
California
-$145K -17,564 Closed
HF
138
HRT Financial
New York
-$117K -14,187 Closed
OC
139
Oppenheimer & Co
New York
-$108K -13,166 Closed
Lido Advisors
140
Lido Advisors
California
-$91K -10,529 Closed
RFN
141
RDA Financial Network
Iowa
-$84K -10,190 Closed
EFS
142
Essex Financial Services
Connecticut
-$84K -10,147 Closed
GSWM
143
Golden State Wealth Management
California
-$49K -5,920 Closed
TRCT
144
Tower Research Capital (TRC)
New York
-$6K -751 Closed
EWM
145
Edge Wealth Management
New York
-$1K -153 Closed
AIC
146
Archer Investment Corporation
Indiana
-$968 -117 Closed

MFIC Hedge Fund Activity: Q4 2020 in Review

133 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2020, worth a combined $237M — up 27% from $187M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new MFIC positions and 17 closed out — a net gain of 19 holders — while 35 added to existing stakes and 37 trimmed.

The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), opening a new position worth an estimated $2.12M. The largest seller was Thornburg Investment Management, cutting an estimated $2.91M.

  • 133 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2020, up from 115 in Q3 2020.
  • Funds reported $237M of MidCap Financial Investment stock for Q4 2020, up 27% quarter-over-quarter.
  • 36 funds opened new MidCap Financial Investment positions in Q4 2020 and 17 closed out, a net change of +19 holders.
  • The largest MidCap Financial Investment buyer in Q4 2020 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $2.12M added.
  • The largest MidCap Financial Investment seller in Q4 2020 was Thornburg Investment Management, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2020.