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MidCap Financial Investment
MFIC

146 hedge funds and large institutions have $423M invested in MidCap Financial Investment in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 47 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $442M → $423M (-$18.7M)

6% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 47

2% less funds holding

Funds holding: 149 → 146 (-3)

2.36% less ownership

Funds ownership: 41.18% → 38.81% (-2.4%)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

66% less call options, than puts

Call options by funds: $924K | Put options by funds: $2.74M

Holders
146
Holders Change
-3
Holders Change %
-2.01%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
23
Increased
44
Reduced
47
Closed
26
Calls
$924K
Puts
$2.74M
Net Calls
-$1.82M
Net Calls Change
+$120K

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$4.8M
2
JP Morgan Chase
JP Morgan Chase
New York
+$3.32M
3
SSA
Schonfeld Strategic Advisors
New York
+$2.6M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.22M
5
Two Sigma Investments
Two Sigma Investments
New York
+$1.94M

Top Sellers

Rank Fund Capital Flow
1
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$12.6M
2
Citadel Advisors
Citadel Advisors
Florida
-$7.79M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$5M
4
CCM
Callodine Capital Management
Massachusetts
-$4.26M
5
AM
Ares Management
California
-$3.57M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
126
Edge Wealth Management
New York
$13K – – –
CLOS
127
Compagnie Lombard Odier SCmA
Switzerland
$11K +$278 +17 +3%
PO
128
Private Ocean
California
$11K +$10.2K +627 New
GWM
129
Geneos Wealth Management
Colorado
$9K – – –
NFG
130
Next Financial Group
Texas
$8K -$1.75K -107 -19%
FHA
131
First Horizon Advisors
Tennessee
$8K – – –
FCMT
132
Founders Capital Management (Texas)
Texas
$8K – – –
PNC Financial Services Group
133
PNC Financial Services Group
Pennsylvania
$4K -$10.1K -616 -73%
RMC
134
Resources Management Corp
Connecticut
$4K +$3.94K +241 New
PCG
135
Private Capital Group
Connecticut
$3K -$5.46K -334 -67%
FWM
136
Focused Wealth Management
New York
$3K – – –
RIA
137
Realta Investment Advisors
Delaware
$2K -$588 -36 -21%
AIC
138
Archer Investment Corporation
Indiana
$2K – – –
WCM
139
Wealthcare Capital Management
Virginia
$2K +$65 +4 +3%
FHA
140
Flagship Harbor Advisors
Massachusetts
$2K +$2.45K +150 New
IRC
141
Investors Research Corp
Georgia
$1K – – –
AF
142
Advisornet Financial
Minnesota
$1K +$915 +56 New
FMP
143
Financial Management Professionals
Texas
$1K +$1.08K +66 New
CCM
144
Callodine Capital Management
Massachusetts
– -$4.26M -269,815 Closed
CS
145
Credit Suisse
Switzerland
– -$2.37M -150,000 Closed
SGI
146
Summit Global Investments
Utah
– -$714K -45,200 Closed
FCM
147
FJ Capital Management
Virginia
– -$606K -38,000 Closed
SM
148
Salzhauer Michael
– -$590K -37,332 Closed
AI
149
Atom Investors
Texas
– -$589K -37,272 Closed
PAM
150
PVG Asset Management
Colorado
– -$538K -34,085 Closed
3 4 5
6
7

MFIC Hedge Fund Activity: Q3 2019 in Review

146 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2019, worth a combined $423M — down 4.2% from $442M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 23 opened new positions — a net loss of 3 holders — while 47 trimmed existing stakes and 44 added.

The largest buyer was Arrowstreet Capital, adding an estimated $4.8M. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $12.6M.

  • 146 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2019, down from 149 in Q2 2019.
  • Funds reported $423M of MidCap Financial Investment stock for Q3 2019, down 4.2% quarter-over-quarter.
  • 23 funds opened new MidCap Financial Investment positions in Q3 2019 and 26 closed out, a net change of -3 holders.
  • The largest MidCap Financial Investment buyer in Q3 2019 was Arrowstreet Capital, an estimated $4.8M added.
  • The largest MidCap Financial Investment seller in Q3 2019 was Fuller & Thaler Asset Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2019.