We are live on ! Find out more
MFIC icon

MidCap Financial Investment
MFIC

186 hedge funds and large institutions have $521M invested in MidCap Financial Investment in 2018 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 50 increasing their positions, 67 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.56% less ownership

Funds ownership: 15.41% → 14.85% (-0.56%)

8% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 26

2% less funds holding

Funds holding: 189 → 186 (-3)

6% less capital invested

Capital invested by funds: $555M → $521M (-$33.9M)

25% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 67

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

71% less call options, than puts

Call options by funds: $140K | Put options by funds: $481K

Holders
186
Holders Change
-3
Holders Change %
-1.59%
% of All Funds
4.25%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
24
Increased
50
Reduced
67
Closed
26
Calls
$140K
Puts
$481K
Net Calls
-$341K
Net Calls Change
+$324K

Top Buyers

Rank Fund Capital Flow
1
PFMOSF
Philadelphia Financial Management of San Francisco
California
+$10M
2
LCS
Levin Capital Strategies
New York
+$2.46M
3
GCP
GSA Capital Partners
United Kingdom
+$1.7M
4
Allianz Asset Management
Allianz Asset Management
Germany
+$1.33M
5
Wells Fargo
Wells Fargo
California
+$1.08M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$6.63M
2
MWNA
Marshall Wace North America
New York
-$6.57M
3
MC
Muzinich & Co
New York
-$5.58M
4
Goldman Sachs
Goldman Sachs
New York
-$3.52M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.38M
Name Holding Trade Value Shares
Change 		Change in
Stake
GIM
126
Greenwich Investment Management
Connecticut
$93K -$3.23M -189,538 -97%
HighTower Advisors
127
HighTower Advisors
Illinois
$89K +$4.72K +277 +5%
BWP
128
Baldwin Wealth Partners
Massachusetts
$87K – – –
WFI
129
West Family Investments
California
$84K – – –
EFS
130
Essex Financial Services
Connecticut
$82K +$85.2K +5,000 New
GLA
131
Good Life Advisors
Pennsylvania
$80K +$23K +1,350 +38%
HK
132
Horizon Kinetics
New York
$76K – – –
RhumbLine Advisers
133
RhumbLine Advisers
Massachusetts
$76K – – –
Jane Street
134
Jane Street
New York
$75K +$77.9K +4,573 New
WS
135
Wedbush Securities
California
$73K +$76.7K +4,500 New
PWA
136
Providence Wealth Advisors
Illinois
$71K – – –
QCIG
137
Quad-Cities Investment Group
Iowa
$69K -$68 -4 -0.1%
TH
138
Timber Hill
Connecticut
$67K -$107K -6,304 -61%
Sumitomo Mitsui Trust Group
139
Sumitomo Mitsui Trust Group
Japan
$66K – – –
BAM
140
Bruderman Asset Management
New York
$66K +$42.3K +2,480 +158%
Brown Advisory
141
Brown Advisory
Maryland
$64K +$66.5K +3,903 New
Creative Planning
142
Creative Planning
Kansas
$63K +$2.38K +140 +4%
SCM
143
Southport Capital Management
Tennessee
$60K -$460 -27 -0.7%
AFP
144
Ausdal Financial Partners
Iowa
$60K +$62.5K +3,667 New
Lido Advisors
145
Lido Advisors
California
$59K – – –
State Street
146
State Street
Massachusetts
$59K +$62.6K +3,672 New
FAAS
147
First Allied Advisory Services
California
$57K +$682 +40 +1%
Prudential Financial
148
Prudential Financial
New Jersey
$56K – – –
CFGS
149
Concourse Financial Group Securities
Alabama
$56K +$56.6K +3,321 New
DC
150
Davenport & Co
Virginia
$54K – – –
4 5
6
7 8

MFIC Hedge Fund Activity: Q3 2018 in Review

186 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2018, worth a combined $521M — down 6.1% from $555M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 24 opened new positions — a net loss of 2 holders — while 67 trimmed existing stakes and 50 added.

The largest buyer was Philadelphia Financial Management of San Francisco, opening a new position worth an estimated $10M. The largest seller was Morgan Stanley, cutting an estimated $6.63M.

  • 186 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2018, down from 189 in Q2 2018.
  • Funds reported $521M of MidCap Financial Investment stock for Q3 2018, down 6.1% quarter-over-quarter.
  • 24 funds opened new MidCap Financial Investment positions in Q3 2018 and 26 closed out, a net change of -2 holders.
  • The largest MidCap Financial Investment buyer in Q3 2018 was Philadelphia Financial Management of San Francisco, an estimated $10M added.
  • The largest MidCap Financial Investment seller in Q3 2018 was Morgan Stanley, an estimated $6.63M sold.

Based on aggregated 13F filings for Q3 2018.