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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $804M invested in MidCap Financial Investment in 2014 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 69

7% less funds holding

Funds holding: 234 → 217 (-17)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

18% less capital invested

Capital invested by funds: $986M → $804M (-$182M)

19% less call options, than puts

Call options by funds: $2.02M | Put options by funds: $2.5M

41% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 37

Holders
217
Holders Change
-17
Holders Change %
-7.26%
% of All Funds
6.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.15%
New
22
Increased
69
Reduced
69
Closed
37
Calls
$2.02M
Puts
$2.5M
Net Calls
-$483K
Net Calls Change
+$1.61M

Top Buyers

Rank Fund Capital Flow
1
AAMU
Amundi Asset Management US
Massachusetts
+$19M
2
TIM
Thornburg Investment Management
New Mexico
+$9.41M
3
AAM
Advisors Asset Management
Colorado
+$5.12M
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$4.99M
5
PWM
Patriot Wealth Management
Texas
+$4.58M

Top Sellers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
-$26.4M
2
Northern Trust
Northern Trust
Illinois
-$17.9M
3
BC
Balestra Capital
New York
-$14M
4
Deutsche Bank
Deutsche Bank
Germany
-$13.4M
5
CS
Credit Suisse
Switzerland
-$11.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
HPBT
126
High Point Bank & Trust
North Carolina
$272K – – –
CWM
127
Concert Wealth Management
California
$267K +$78 +3 +0%
Nisa Investment Advisors
128
Nisa Investment Advisors
Missouri
$266K -$25K -966 -8%
QT
129
Quantbot Technologies
New York
$246K +$187K +7,221 +255%
CBB
130
Citizens Business Bank
California
$245K – – –
CCMD
131
Cypress Capital Management (Delaware)
Delaware
$245K +$259K +10,000 New
TRSOTSOK
132
Teachers Retirement System of the State of Kentucky
Kentucky
$243K -$76K -2,933 -23%
Northern Trust
133
Northern Trust
Illinois
$241K -$17.9M -689,680 -99%
HK
134
Horizon Kinetics
New York
$234K +$16.5K +637 +7%
HIM
135
Hillsdale Investment Management
Ontario, Canada
$234K +$247K +9,533 New
M&T Bank
136
M&T Bank
New York
$232K +$212K +8,188 +646%
SI
137
Stephens Inc
Arkansas
$217K +$127K +4,886 +123%
RhumbLine Advisers
138
RhumbLine Advisers
Massachusetts
$206K +$2.15K +83 +1%
AI
139
Atria Investments
North Carolina
$198K +$209K +8,064 New
DC
140
Davenport & Co
Virginia
$194K -$47.5K -1,833 -19%
MHS
141
M Holdings Securities
Oregon
$193K – – –
KS
142
Karpas Strategies
Connecticut
$182K – – –
SCCM
143
Schafer Cullen Capital Management
New York
$147K – – –
GIM
144
Grassi Investment Management
California
$147K +$69.1K +2,667 +80%
LW
145
Linscomb Wealth
Texas
$141K +$3.37K +130 +2%
CL
146
CPWM LLC
Washington
$135K – – –
SWP
147
Stratos Wealth Partners
Ohio
$133K +$140K +5,418 New
CPP
148
Crow Point Partners
Massachusetts
$131K +$138K +5,333 New
Prudential Financial
149
Prudential Financial
New Jersey
$129K -$136K -5,250 -50%
BP
150
BBR Partners
New York
$123K -$17.3K -667 -12%
4 5
6
7 8

MFIC Hedge Fund Activity: Q3 2014 in Review

217 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2014, worth a combined $804M — down 18% from $986M a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of MFIC and 22 opened new positions — a net loss of 15 holders — while 69 trimmed existing stakes and 69 added.

The largest buyer was Amundi Asset Management US, adding an estimated $19M. The largest seller was Allianz Asset Management, cutting an estimated $26.4M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2014, down from 234 in Q2 2014.
  • Funds reported $804M of MidCap Financial Investment stock for Q3 2014, down 18% quarter-over-quarter.
  • 22 funds opened new MidCap Financial Investment positions in Q3 2014 and 37 closed out, a net change of -15 holders.
  • The largest MidCap Financial Investment buyer in Q3 2014 was Amundi Asset Management US, an estimated $19M added.
  • The largest MidCap Financial Investment seller in Q3 2014 was Allianz Asset Management, an estimated $26.4M sold.

Based on aggregated 13F filings for Q3 2014.