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MidCap Financial Investment
MFIC

131 hedge funds and large institutions have $255M invested in MidCap Financial Investment in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

31% more call options, than puts

Call options by funds: $4.85M | Put options by funds: $3.71M

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

10% more funds holding

Funds holding: 119 → 131 (+12)

0.14% less ownership

Funds ownership: 30.81% → 30.67% (-0.14%)

2% less capital invested

Capital invested by funds: $260M → $255M (-$5.3M)

Holders
131
Holders Change
+12
Holders Change %
+10.08%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
40
Reduced
36
Closed
13
Calls
$4.85M
Puts
$3.71M
Net Calls
+$1.14M
Net Calls Change
+$1.69M

Top Buyers

Rank Fund Capital Flow
1
AWA
Arete Wealth Advisors
Illinois
+$3.48M
2
CHAM
Clear Harbor Asset Management
Connecticut
+$2.99M
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$2.75M
4
Two Sigma Investments
Two Sigma Investments
New York
+$1.83M
5
Morgan Stanley
Morgan Stanley
New York
+$993K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$30.8M
2
TIM
Thornburg Investment Management
New Mexico
-$8.54M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.67M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.48M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAG
101
Fortitude Advisory Group
Washington
$15K +$15.1K +1,152 New
CG
102
Cutler Group
California
$14K -$23K -1,751 -61%
S
103
SignatureFD
Georgia
$13K -$29.6K -2,255 -68%
TRCT
104
Tower Research Capital (TRC)
New York
$12K -$72.2K -5,498 -86%
CWS
105
Confluence Wealth Services
Pennsylvania
$12K +$13.1K +1,000 New
BFC
106
Bedel Financial Consulting
Indiana
$11K – – –
KTC
107
Kistler-Tiffany Companies
Pennsylvania
$11K – – –
MAM
108
McCarthy Asset Management
California
$11K +$250 +19 +2%
HCM
109
Highlander Capital Management
New Jersey
$9K – – –
GWM
110
Geneos Wealth Management
Colorado
$8K – – –
WWM
111
Wolff Wiese Magana
California
$7K – – –
C
112
Covestor
United Kingdom
$5K +$5K +381 New
ADL
113
Asset Dedication LLC
California
$4K – – –
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$4K – – –
SAM
115
Strategic Asset Management
Minnesota
$4K – – –
TCM
116
TD Capital Management
Tennessee
$4K +$2.63K +200 +200%
ACM
117
Aquatic Capital Management
Illinois
$4K +$3.94K +300 New
CA
118
CoreCap Advisors
Michigan
$4K +$4.37K +333 New
CFGS
119
Concourse Financial Group Securities
Alabama
$3K -$43.5K -3,314 -93%
LC
120
Lindbrook Capital
California
$3K – – –
SPIA
121
Steward Partners Investment Advisory
New York
$3K +$1.42K +108 +108%
SFM
122
Signet Financial Management
New Jersey
$3K +$3.17K +241 New
FWM
123
Focused Wealth Management
New York
$2K – – –
SWM
124
Spire Wealth Management
Virginia
$2K +$1.75K +133 New
Barclays
125
Barclays
United Kingdom
$1K – – –
2 3 4
5
6

MFIC Hedge Fund Activity: Q4 2021 in Review

131 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2021, worth a combined $255M — down 2% from $260M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 13 closed out — a net gain of 12 holders — while 40 added to existing stakes and 36 trimmed.

The largest buyer was Arete Wealth Advisors, opening a new position worth an estimated $3.48M. The largest seller was Wells Fargo, cutting an estimated $30.8M.

  • 131 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2021, up from 119 in Q3 2021.
  • Funds reported $255M of MidCap Financial Investment stock for Q4 2021, down 2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q4 2021 and 13 closed out, a net change of +12 holders.
  • The largest MidCap Financial Investment buyer in Q4 2021 was Arete Wealth Advisors, an estimated $3.48M added.
  • The largest MidCap Financial Investment seller in Q4 2021 was Wells Fargo, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2021.