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MidCap Financial Investment
MFIC

119 hedge funds and large institutions have $260M invested in MidCap Financial Investment in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 26 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 26

10% less call options, than puts

Call options by funds: $5.02M | Put options by funds: $5.57M

2.11% less ownership

Funds ownership: 32.92% → 30.81% (-2.1%)

6% less funds holding

Funds holding: 127 → 119 (-8)

11% less capital invested

Capital invested by funds: $293M → $260M (-$33.2M)

36% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 22

Holders
119
Holders Change
-8
Holders Change %
-6.3%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
49
Reduced
26
Closed
22
Calls
$5.02M
Puts
$5.57M
Net Calls
-$548K
Net Calls Change
-$1.66M

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$4.27M
2
Wells Fargo
Wells Fargo
California
+$1.25M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$711K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$636K
5
DnB Asset Management
DnB Asset Management
Norway
+$533K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$14.8M
2
TIM
Thornburg Investment Management
New Mexico
-$5.78M
3
IWM
IHT Wealth Management
Illinois
-$1.27M
4
Neuberger Berman Group
Neuberger Berman Group
New York
-$938K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$901K
Name Holding Trade Value Shares
Change 		Change in
Stake
HA
101
Herold Advisors
New York
$10K +$11.3K +833 New
HCM
102
Highlander Capital Management
New Jersey
$9K – – –
GWM
103
Geneos Wealth Management
Colorado
$8K – – –
WWM
104
Wolff Wiese Magana
California
$8K – – –
LC
105
Lindbrook Capital
California
$4K – – –
ADL
106
Asset Dedication LLC
California
$4K +$109 +8 +3%
PNC Financial Services Group
107
PNC Financial Services Group
Pennsylvania
$4K +$4.41K +324 New
SAM
108
Strategic Asset Management
Minnesota
$4K +$4.53K +333 New
RMC
109
Resources Management Corp
Connecticut
$3K – – –
FWM
110
Focused Wealth Management
New York
$2K – – –
Barclays
111
Barclays
United Kingdom
$1K -$115K -8,460 -99%
CI
112
CX Institutional
Indiana
$1K – – –
IRC
113
Investors Research Corp
Georgia
$1K – – –
SPIA
114
Steward Partners Investment Advisory
New York
$1K – – –
TCM
115
TD Capital Management
Tennessee
$1K – – –
Northwestern Mutual Wealth Management
116
Northwestern Mutual Wealth Management
Wisconsin
$1K +$790 +58 New
Nisa Investment Advisors
117
Nisa Investment Advisors
Missouri
$167 – – –
IWM
118
IHT Wealth Management
Illinois
– -$1.27M -93,304 Closed
Neuberger Berman Group
119
Neuberger Berman Group
New York
– -$938K -68,714 Closed
PCM
120
Prelude Capital Management
New York
– -$681K -50,050 Closed
Qube Research & Technologies (QRT)
121
Qube Research & Technologies (QRT)
United Kingdom
– -$386K -28,314 Closed
Millennium Management
122
Millennium Management
New York
– -$303K -22,228 Closed
CSS
123
Cubist Systematic Strategies
Connecticut
– -$296K -21,705 Closed
SFA
124
Sequoia Financial Advisors
Ohio
– -$234K -17,136 Closed
XT
125
XTX Topco
Cayman Islands
– -$220K -16,081 Closed
2 3 4
5
6

MFIC Hedge Fund Activity: Q3 2021 in Review

119 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2021, worth a combined $260M — down 11% from $293M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MFIC and 14 opened new positions — a net loss of 8 holders — while 26 trimmed existing stakes and 49 added.

The largest buyer was LPL Financial, adding an estimated $4.27M. The largest seller was Arrowstreet Capital, cutting an estimated $14.8M.

  • 119 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2021, down from 127 in Q2 2021.
  • Funds reported $260M of MidCap Financial Investment stock for Q3 2021, down 11% quarter-over-quarter.
  • 14 funds opened new MidCap Financial Investment positions in Q3 2021 and 22 closed out, a net change of -8 holders.
  • The largest MidCap Financial Investment buyer in Q3 2021 was LPL Financial, an estimated $4.27M added.
  • The largest MidCap Financial Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2021.