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MidCap Financial Investment
MFIC

115 hedge funds and large institutions have $187M invested in MidCap Financial Investment in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 42 increasing their positions, 36 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 36

0.94% less ownership

Funds ownership: 34.48% → 33.54% (-0.94%)

14% less capital invested

Capital invested by funds: $216M → $187M (-$29.3M)

15% less funds holding

Funds holding: 136 → 115 (-21)

67% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 30

71% less call options, than puts

Call options by funds: $2.67M | Put options by funds: $9.1M

Holders
115
Holders Change
-21
Holders Change %
-15.44%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
42
Reduced
36
Closed
30
Calls
$2.67M
Puts
$9.1M
Net Calls
-$6.43M
Net Calls Change
+$2.9M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$1.46M
2
Invesco
Invesco
Georgia
+$848K
3
UBS Group
UBS Group
Switzerland
+$830K
4
Osaic Holdings
Osaic Holdings
Arizona
+$823K
5
VanEck Associates
VanEck Associates
New York
+$701K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.37M
2
CHAM
Clear Harbor Asset Management
Connecticut
-$1.11M
3
Millennium Management
Millennium Management
New York
-$847K
4
Morgan Stanley
Morgan Stanley
New York
-$710K
5
MC
Muzinich & Co
New York
-$477K
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
101
Geneos Wealth Management
Colorado
$3K -$925 -100 -18%
LC
102
Lindbrook Capital
California
$2K – – –
RMC
103
Resources Management Corp
Connecticut
$2K – – –
NFSG
104
Newbridge Financial Services Group
Florida
$2K +$2.55K +276 New
BNP Paribas Financial Markets
105
BNP Paribas Financial Markets
France
$1.91K – – –
EWM
106
Edge Wealth Management
New York
$1K -$6.16K -666 -81%
FMP
107
Financial Management Professionals
Texas
$1K – – –
FWM
108
Focused Wealth Management
New York
$1K – – –
IRC
109
Investors Research Corp
Georgia
$1K – – –
WEC
110
Winslow Evans & Crocker
Massachusetts
$1K – – –
AIC
111
Archer Investment Corporation
Indiana
$968 – – –
CHAM
112
Clear Harbor Asset Management
Connecticut
– -$1.11M -116,000 Closed
Millennium Management
113
Millennium Management
New York
– -$847K -88,478 Closed
AR
114
Advisory Research
Illinois
– -$394K -41,207 Closed
PI
115
PEAK6 Investments
Illinois
– -$330K -34,492 Closed
RTS
116
Round Table Services
New Jersey
– -$287K -30,000 Closed
D.E. Shaw & Co
117
D.E. Shaw & Co
New York
– -$250K -26,159 Closed
Mirae Asset Global Investments
118
Mirae Asset Global Investments
South Korea
– -$231K -24,158 Closed
WI
119
Wintrust Investments
Illinois
– -$157K -16,368 Closed
TI
120
Trexquant Investment
Connecticut
– -$151K -15,816 Closed
CANY
121
Caxton Associates (New York)
New York
– -$147K -15,368 Closed
Allianz Asset Management
122
Allianz Asset Management
Germany
– -$147K -15,311 Closed
DIM
123
DC Investments Management
Virginia
– -$145K -15,121 Closed
SCM
124
Shelton Capital Management
Colorado
– -$121K -12,676 Closed
CBA
125
Coastal Bridge Advisors
Connecticut
– -$120K -12,515 Closed
2 3 4
5
6

MFIC Hedge Fund Activity: Q3 2020 in Review

115 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2020, worth a combined $187M — down 14% from $216M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of MFIC and 10 opened new positions — a net loss of 20 holders — while 36 trimmed existing stakes and 42 added.

The largest buyer was BlackRock, adding an estimated $1.46M. The largest seller was Arrowstreet Capital, cutting an estimated $1.37M.

  • 115 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2020, down from 136 in Q2 2020.
  • Funds reported $187M of MidCap Financial Investment stock for Q3 2020, down 14% quarter-over-quarter.
  • 10 funds opened new MidCap Financial Investment positions in Q3 2020 and 30 closed out, a net change of -20 holders.
  • The largest MidCap Financial Investment buyer in Q3 2020 was BlackRock, an estimated $1.46M added.
  • The largest MidCap Financial Investment seller in Q3 2020 was Arrowstreet Capital, an estimated $1.37M sold.

Based on aggregated 13F filings for Q3 2020.