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MidCap Financial Investment
MFIC

150 hedge funds and large institutions have $438M invested in MidCap Financial Investment in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 50 increasing their positions, 40 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 40

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

3% more funds holding

Funds holding: 146 → 150 (+4)

3% more capital invested

Capital invested by funds: $423M → $438M (+$14.7M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.07% less ownership

Funds ownership: 38.81% → 37.75% (-1.1%)

78% less call options, than puts

Call options by funds: $872K | Put options by funds: $4.04M

Holders
150
Holders Change
+4
Holders Change %
+2.74%
% of All Funds
2.96%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
50
Reduced
40
Closed
22
Calls
$872K
Puts
$4.04M
Net Calls
-$3.17M
Net Calls Change
-$1.35M

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$15.9M
2
Invesco
Invesco
Georgia
+$8.76M
3
JP Morgan Chase
JP Morgan Chase
New York
+$4.93M
4
Two Sigma Investments
Two Sigma Investments
New York
+$2.13M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$1.82M

Top Sellers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
-$38M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.5M
3
SSA
Schonfeld Strategic Advisors
New York
-$3.61M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.31M
5
Morgan Stanley
Morgan Stanley
New York
-$1.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
SAS
101
Stelac Advisory Services
New York
$159K +$577 +35 +0.4%
TWA
102
TCI Wealth Advisors
Arizona
$108K +$18.9K +1,145 +23%
ASN
103
Advisory Services Network
Georgia
$103K -$5.99K -363 -6%
BWP
104
Baldwin Wealth Partners
Massachusetts
$93K – – –
Group One Trading
105
Group One Trading
Illinois
$84K +$21.4K +1,300 +37%
CFGS
106
Concourse Financial Group Securities
Alabama
$64K +$7.64K +463 +15%
PAM
107
Panagora Asset Management
Massachusetts
$56K – – –
Citigroup
108
Citigroup
New York
$54K +$1.98K +120 +4%
BNP Paribas Financial Markets
109
BNP Paribas Financial Markets
France
$44.8K – – –
AA
110
Advisory Alpha
Michigan
$42.1K – – –
CG
111
Cutler Group
California
$41K +$16.5K +1,000 +71%
WT
112
Whittier Trust
California
$38K – – –
Rockefeller Capital Management
113
Rockefeller Capital Management
New York
$36K – – –
KPW
114
Kore Private Wealth
New York
$36K +$34.1K +2,066 New
Barclays
115
Barclays
United Kingdom
$32K -$52.6K -3,187 -63%
Simplex Trading
116
Simplex Trading
Illinois
$31K +$30.1K +1,825 New
CT
117
Caldwell Trust
Florida
$27.9K +$26.4K +1,600 New
TRCT
118
Tower Research Capital (TRC)
New York
$24K -$45.6K -2,762 -66%
HCM
119
Highlander Capital Management
New Jersey
$23K – – –
SCA
120
Stonebridge Capital Advisors
Minnesota
$17K – – –
GI
121
Gradient Investments
Minnesota
$15K – – –
KTC
122
Kistler-Tiffany Companies
Pennsylvania
$15K – – –
EWM
123
Edge Wealth Management
New York
$14K – – –
Deutsche Bank
124
Deutsche Bank
Germany
$13K -$1.66M -100,628 -99%
FHA
125
First Horizon Advisors
Tennessee
$13K +$4.12K +250 +50%
3 4
5
6 7

MFIC Hedge Fund Activity: Q4 2019 in Review

150 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2019, worth a combined $438M — up 3.5% from $423M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MFIC positions and 22 closed out — a net gain of 4 holders — while 50 added to existing stakes and 40 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $15.9M. The largest seller was Thornburg Investment Management, cutting an estimated $38M.

  • 150 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2019, up from 146 in Q3 2019.
  • Funds reported $438M of MidCap Financial Investment stock for Q4 2019, up 3.5% quarter-over-quarter.
  • 26 funds opened new MidCap Financial Investment positions in Q4 2019 and 22 closed out, a net change of +4 holders.
  • The largest MidCap Financial Investment buyer in Q4 2019 was Arrowstreet Capital, an estimated $15.9M added.
  • The largest MidCap Financial Investment seller in Q4 2019 was Thornburg Investment Management, an estimated $38M sold.

Based on aggregated 13F filings for Q4 2019.