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MidCap Financial Investment

146 hedge funds and large institutions have $423M invested in MidCap Financial Investment in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 47 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $442M → $423M (-$18.7M)

6% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 47

2% less funds holding

Funds holding: 149146 (-3)

2.36% less ownership

Funds ownership: 41.18%38.81% (-2.4%)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

66% less call options, than puts

Call options by funds: $924K | Put options by funds: $2.74M

Holders
146
Holders Change
-3
Holders Change %
-2.01%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
23
Increased
44
Reduced
47
Closed
26
Calls
$924K
Puts
$2.74M
Net Calls
-$1.82M
Net Calls Change
+$120K
Name Holding Trade Value Shares
Change
Change in
Stake
ASN
101
Advisory Services Network
Georgia
$99K
BWP
102
Baldwin Wealth Partners
Massachusetts
$86K
TWA
103
TCI Wealth Advisors
Arizona
$81K +$48.3K +2,958 +141%
Barclays
104
Barclays
United Kingdom
$81K +$52.1K +3,187 +172%
CSS
105
Cubist Systematic Strategies
Connecticut
$80K -$327K -19,984 -80%
TRCT
106
Tower Research Capital (TRC)
New York
$67K +$36.7K +2,245 +117%
QCIG
107
Quad-Cities Investment Group
Iowa
$57K -$10.1K -619 -15%
Group One Trading
108
Group One Trading
Illinois
$56K +$57.2K +3,500 New
PAM
109
Panagora Asset Management
Massachusetts
$52K
CFGS
110
Concourse Financial Group Securities
Alabama
$51K -$26.7K -1,636 -35%
Citigroup
111
Citigroup
New York
$48K +$229 +14 +0.5%
US Bancorp
112
US Bancorp
Minnesota
$46K +$19.2K +1,174 +70%
BNP Paribas Financial Markets
113
BNP Paribas Financial Markets
France
$41.3K
AA
114
Advisory Alpha
Michigan
$37.4K +$39.2K +2,400 New
IA
115
IFP Advisors
Florida
$36K +$36.8K +2,254 New
WT
116
Whittier Trust
California
$35K
Rockefeller Capital Management
117
Rockefeller Capital Management
New York
$33K +$6.55K +401 +24%
FIA
118
FNY Investment Advisers
New York
$32K -$131K -8,000 -80%
QT
119
Quantbot Technologies
New York
$28K +$29.3K +1,793 New
CG
120
Cutler Group
California
$22K +$22.9K +1,400 New
HCM
121
Highlander Capital Management
New Jersey
$21K
SCA
122
Stonebridge Capital Advisors
Minnesota
$16K
GI
123
Gradient Investments
Minnesota
$14K
KTC
124
Kistler-Tiffany Companies
Pennsylvania
$14K
CIAS
125
Capital Investment Advisory Services
North Carolina
$13K

MFIC Hedge Fund Activity: Q3 2019 in Review

146 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2019, worth a combined $423M — down 4.2% from $442M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 23 opened new positions — a net loss of 3 holders — while 47 trimmed existing stakes and 44 added.

The largest buyer was Arrowstreet Capital, adding an estimated $4.8M. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $12.6M.

  • 146 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2019, down from 149 in Q2 2019.
  • Funds reported $423M of MidCap Financial Investment stock for Q3 2019, down 4.2% quarter-over-quarter.
  • 23 funds opened new MidCap Financial Investment positions in Q3 2019 and 26 closed out, a net change of -3 holders.
  • The largest MidCap Financial Investment buyer in Q3 2019 was Arrowstreet Capital, an estimated $4.8M added.
  • The largest MidCap Financial Investment seller in Q3 2019 was Fuller & Thaler Asset Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2019.