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MidCap Financial Investment
MFIC

153 hedge funds and large institutions have $419M invested in MidCap Financial Investment in 2019 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 44 increasing their positions, 51 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

8% more capital invested

Capital invested by funds: $387M → $419M (+$31.9M)

2.87% less ownership

Funds ownership: 44.22% → 41.35% (-2.9%)

8% less funds holding

Funds holding: 166 → 153 (-13)

14% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 51

31% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 39

63% less call options, than puts

Call options by funds: $970K | Put options by funds: $2.65M

Holders
153
Holders Change
-13
Holders Change %
-7.83%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
27
Increased
44
Reduced
51
Closed
39
Calls
$970K
Puts
$2.65M
Net Calls
-$1.68M
Net Calls Change
+$6.25M

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$5.9M
2
CS
Credit Suisse
Switzerland
+$2.72M
3
CIM
Confluence Investment Management
Missouri
+$2.65M
4
CCM
Callodine Capital Management
Massachusetts
+$2.33M
5
FCM
FJ Capital Management
Virginia
+$2.07M

Top Sellers

Rank Fund Capital Flow
1
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$13.3M
2
AM
Ares Management
California
-$11.7M
3
MC
Muzinich & Co
New York
-$6.28M
4
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$3.63M
5
LCS
Levin Capital Strategies
New York
-$3.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
101
Tower Research Capital (TRC)
New York
$112K +$5.45K +363 +5%
WAP
102
Wealthcare Advisory Partners
Pennsylvania
$101K – – –
ASN
103
Advisory Services Network
Georgia
$95K +$11.2K +744 +14%
FIA
104
FNY Investment Advisers
New York
$90K -$36K -2,400 -29%
BWP
105
Baldwin Wealth Partners
Massachusetts
$81K – – –
CFGS
106
Concourse Financial Group Securities
Alabama
$78K -$105 -7 -0.1%
AIM
107
Assured Investment Management
New York
$76K -$115K -7,664 -60%
BC
108
Barnett & Company
Tennessee
$67K +$66.8K +4,450 New
QCIG
109
Quad-Cities Investment Group
Iowa
$62K -$2.1K -140 -3%
PFGIA
110
Patriot Financial Group Insurance Agency
Massachusetts
$61K -$45K -3,000 -43%
BAM
111
Bruderman Asset Management
New York
$51K – – –
PAM
112
Panagora Asset Management
Massachusetts
$49K – – –
SCM
113
Shelton Capital Management
Colorado
$39.7K -$916K -61,075 -99%
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$38K +$25.4K +1,696 +213%
AA
115
Advisory Alpha
Michigan
$37.8K +$36K +2,400 New
GSWM
116
Golden State Wealth Management
California
$35K +$35K +2,333 New
WT
117
Whittier Trust
California
$33K +$10K +667 +44%
KPW
118
Kore Private Wealth
New York
$32K – – –
CF
119
Centaurus Financial
California
$31.4K +$7.13K +475 New
PGWM
120
Parisi Gray Wealth Management
New Jersey
$25K – – –
SWM
121
SeaCrest Wealth Management
New York
$25K – – –
US Bancorp
122
US Bancorp
Minnesota
$25K – – –
Citigroup
123
Citigroup
New York
$21K -$18.4K -1,227 -47%
HCM
124
Highlander Capital Management
New Jersey
$20K – – –
KBC Group
125
KBC Group
Belgium
$20K – – –
3 4
5
6 7

MFIC Hedge Fund Activity: Q1 2019 in Review

153 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q1 2019, worth a combined $419M — up 8.2% from $387M a quarter earlier.

Sellers outnumbered buyers: 39 funds closed out of MFIC and 27 opened new positions — a net loss of 12 holders — while 51 trimmed existing stakes and 44 added.

The largest buyer was Wells Fargo, adding an estimated $5.9M. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $13.3M.

  • 153 institutional investors held MidCap Financial Investment (MFIC) as of Q1 2019, down from 166 in Q4 2018.
  • Funds reported $419M of MidCap Financial Investment stock for Q1 2019, up 8.2% quarter-over-quarter.
  • 27 funds opened new MidCap Financial Investment positions in Q1 2019 and 39 closed out, a net change of -12 holders.
  • The largest MidCap Financial Investment buyer in Q1 2019 was Wells Fargo, an estimated $5.9M added.
  • The largest MidCap Financial Investment seller in Q1 2019 was Fuller & Thaler Asset Management, an estimated $13.3M sold.

Based on aggregated 13F filings for Q1 2019.