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MidCap Financial Investment
MFIC

215 hedge funds and large institutions have $995M invested in MidCap Financial Investment in 2013 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 86 increasing their positions, 66 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $6.21M | Put options by funds: $2.14M

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

30% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 66

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more capital invested

Capital invested by funds: $955M → $995M (+$39.8M)

0% more funds holding

Funds holding: 214 → 215 (+1)

Holders
215
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
6.97%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
25
Increased
86
Reduced
66
Closed
20
Calls
$6.21M
Puts
$2.14M
Net Calls
+$4.08M
Net Calls Change
+$4.12M

Top Buyers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
+$22.3M
2
TA
Teachers Advisors
New York
+$15.8M
3
BC
Balestra Capital
New York
+$10.6M
4
U
UBS
Switzerland
+$6.45M
5
BFA
BlackRock Fund Advisors
California
+$6.14M

Top Sellers

Rank Fund Capital Flow
1
Barclays
Barclays
United Kingdom
-$24.4M
2
PRCM
Pine River Capital Management
Minnesota
-$6.63M
3
PAM
Panagora Asset Management
Massachusetts
-$6.24M
4
Citigroup
Citigroup
New York
-$5.72M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$5.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS AM
101
UBS AM
Illinois
$595K – – –
B
102
Baird
Wisconsin
$591K -$5.54K -228 -0.9%
ICAS
103
Investors Capital Advisory Services
Massachusetts
$579K +$346K +14,254 +151%
LMGAM
104
Liberty Mutual Group Asset Management
Massachusetts
$572K -$181K -7,469 -24%
Wellington Management Group
105
Wellington Management Group
Massachusetts
$561K -$762K -31,406 -58%
GMIM
106
General Motors Investment Management
New York
$530K – – –
HI
107
HBK Investments
Texas
$519K +$801 +33 +0.2%
SB
108
Suntrust Banks
Georgia
$518K +$5.71K +235 +1%
Jane Street
109
Jane Street
New York
$502K +$499K +20,545 New
BNP Paribas Financial Markets
110
BNP Paribas Financial Markets
France
$491K -$154K -6,359 -24%
BCM
111
Basso Capital Management
Connecticut
$491K -$25.1K -1,033 -5%
SBH
112
Segall Bryant & Hamill
Illinois
$485K +$105K +4,340 +28%
CA
113
Commerzbank Aktiengesellschaft
Germany
$467K +$36K +1,483 +8%
CONA
114
Capital One National Association
New York
$459K +$7.96K +328 +2%
AIU
115
Algebris Investments (UK)
United Kingdom
$448K +$445K +18,333 New
AIP
116
Ameritas Investment Partners
Nebraska
$448K +$445K +18,334 New
Janney Montgomery Scott
117
Janney Montgomery Scott
Pennsylvania
$447K +$148K +6,090 +50%
NG
118
NatWest Group
United Kingdom
$397K +$188K +7,731 +91%
OPERF
119
Oregon Public Employees Retirement Fund
Oregon
$391K – – –
DSC
120
Duncker Streett & Co
Missouri
$390K +$18K +740 +5%
MCM
121
McKinley Capital Management
Alaska
$390K +$387K +15,954 New
Grantham, Mayo, Van Otterloo & Co (GMO)
122
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$385K -$90K -3,709 -19%
SNC
123
Stifel Nicolaus & Co
Missouri
$385K – – –
HighTower Advisors
124
HighTower Advisors
Illinois
$382K +$235K +9,699 +178%
PA
125
Profund Advisors
Maryland
$364K +$103K +4,251 +40%
3 4
5
6 7

MFIC Hedge Fund Activity: Q3 2013 in Review

215 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2013, worth a combined $995M — up 4.2% from $955M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 20 closed out — a net gain of 5 holders — while 86 added to existing stakes and 66 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $22.3M. The largest seller was Barclays, cutting an estimated $24.4M.

  • 215 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2013, up from 214 in Q2 2013.
  • Funds reported $995M of MidCap Financial Investment stock for Q3 2013, up 4.2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q3 2013 and 20 closed out, a net change of +5 holders.
  • The largest MidCap Financial Investment buyer in Q3 2013 was Allianz Asset Management, an estimated $22.3M added.
  • The largest MidCap Financial Investment seller in Q3 2013 was Barclays, an estimated $24.4M sold.

Based on aggregated 13F filings for Q3 2013.