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MidCap Financial Investment
MFIC

131 hedge funds and large institutions have $255M invested in MidCap Financial Investment in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

31% more call options, than puts

Call options by funds: $4.85M | Put options by funds: $3.71M

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

10% more funds holding

Funds holding: 119 → 131 (+12)

0.14% less ownership

Funds ownership: 30.81% → 30.67% (-0.14%)

2% less capital invested

Capital invested by funds: $260M → $255M (-$5.3M)

Holders
131
Holders Change
+12
Holders Change %
+10.08%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
40
Reduced
36
Closed
13
Calls
$4.85M
Puts
$3.71M
Net Calls
+$1.14M
Net Calls Change
+$1.69M

Top Buyers

Rank Fund Capital Flow
1
AWA
Arete Wealth Advisors
Illinois
+$3.48M
2
CHAM
Clear Harbor Asset Management
Connecticut
+$2.99M
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$2.75M
4
Two Sigma Investments
Two Sigma Investments
New York
+$1.83M
5
Morgan Stanley
Morgan Stanley
New York
+$993K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$30.8M
2
TIM
Thornburg Investment Management
New Mexico
-$8.54M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.67M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.48M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
76
Goldman Sachs
New York
$190K -$181K -13,815 -48%
AFP
77
Ausdal Financial Partners
Iowa
$179K – – –
VFA
78
Valeo Financial Advisors
Indiana
$178K – – –
BCA
79
Biltmore Capital Advisors
New Jersey
$166K -$184K -14,000 -52%
PFA
80
Peak Financial Advisors
Colorado
$164K +$33.1K +2,521 +24%
HVIA
81
Hudson Valley Investment Advisors
New York
$160K – – –
NC
82
NinePointTwo Capital
California
$157K +$9.51K +724 +6%
BPCE
83
Bank Pictet & Cie (Europe)
Germany
$156K +$4.16K +317 +3%
ASN
84
Advisory Services Network
Georgia
$155K +$263 +20 +0.2%
VF
85
Virtu Financial
New York
$153K +$157K +11,930 New
Wolverine Trading
86
Wolverine Trading
Illinois
$149K +$152K +11,592 New
Cambridge Investment Research Advisors
87
Cambridge Investment Research Advisors
Iowa
$140K -$10.5K -796 -7%
CBB
88
Citizens Business Bank
California
$128K – – –
HI
89
Harbour Investments
Wisconsin
$113K -$110K -8,354 -49%
BWP
90
Baldwin Wealth Partners
Massachusetts
$107K – – –
UB
91
UMB Bank
Missouri
$60K +$61.6K +4,689 New
APA
92
American Portfolios Advisors
New York
$32.4K -$9.57K -729 -22%
SCA
93
Snowden Capital Advisors
New York
$30K +$31.2K +2,372 New
WT
94
Whittier Trust
California
$28K – – –
FHA
95
First Horizon Advisors
Tennessee
$26K +$447 +34 +2%
Nisa Investment Advisors
96
Nisa Investment Advisors
Missouri
$25K -$144K -11,000 -85%
CWC
97
Carolinas Wealth Consulting
North Carolina
$23K -$13 -1 -0.1%
NFG
98
Next Financial Group
Texas
$20K +$3.06K +233 +18%
FCMT
99
Founders Capital Management (Texas)
Texas
$19K – – –
Northwestern Mutual Wealth Management
100
Northwestern Mutual Wealth Management
Wisconsin
$16K +$15K +1,142 +1,969%
2 3
4
5 6

MFIC Hedge Fund Activity: Q4 2021 in Review

131 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2021, worth a combined $255M — down 2% from $260M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 13 closed out — a net gain of 12 holders — while 40 added to existing stakes and 36 trimmed.

The largest buyer was Arete Wealth Advisors, opening a new position worth an estimated $3.48M. The largest seller was Wells Fargo, cutting an estimated $30.8M.

  • 131 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2021, up from 119 in Q3 2021.
  • Funds reported $255M of MidCap Financial Investment stock for Q4 2021, down 2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q4 2021 and 13 closed out, a net change of +12 holders.
  • The largest MidCap Financial Investment buyer in Q4 2021 was Arete Wealth Advisors, an estimated $3.48M added.
  • The largest MidCap Financial Investment seller in Q4 2021 was Wells Fargo, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2021.