We are live on ! Find out more
MFIC icon

MidCap Financial Investment
MFIC

119 hedge funds and large institutions have $260M invested in MidCap Financial Investment in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 26 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 26

10% less call options, than puts

Call options by funds: $5.02M | Put options by funds: $5.57M

2.11% less ownership

Funds ownership: 32.92% → 30.81% (-2.1%)

6% less funds holding

Funds holding: 127 → 119 (-8)

11% less capital invested

Capital invested by funds: $293M → $260M (-$33.2M)

36% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 22

Holders
119
Holders Change
-8
Holders Change %
-6.3%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
49
Reduced
26
Closed
22
Calls
$5.02M
Puts
$5.57M
Net Calls
-$548K
Net Calls Change
-$1.66M

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$4.27M
2
Wells Fargo
Wells Fargo
California
+$1.25M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$711K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$636K
5
DnB Asset Management
DnB Asset Management
Norway
+$533K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$14.8M
2
TIM
Thornburg Investment Management
New Mexico
-$5.78M
3
IWM
IHT Wealth Management
Illinois
-$1.27M
4
Neuberger Berman Group
Neuberger Berman Group
New York
-$938K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$901K
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
76
Wolverine Asset Management
Illinois
$154K +$50.2K +3,690 +45%
BPCE
77
Bank Pictet & Cie (Europe)
Germany
$154K +$161K +11,845 New
Cambridge Investment Research Advisors
78
Cambridge Investment Research Advisors
Iowa
$153K -$7.08K -520 -4%
NC
79
NinePointTwo Capital
California
$149K +$157K +11,561 New
KeyBank National Association
80
KeyBank National Association
Ohio
$137K +$3.67K +270 +3%
Group One Trading
81
Group One Trading
Illinois
$136K -$56.7K -4,165 -28%
BRWA
82
B. Riley Wealth Advisors
Florida
$136K +$139K +10,227 New
PFA
83
Peak Financial Advisors
Colorado
$134K +$368 +27 +0.3%
CBB
84
Citizens Business Bank
California
$130K – – –
BWP
85
Baldwin Wealth Partners
Massachusetts
$108K – – –
TRCT
86
Tower Research Capital (TRC)
New York
$84K +$85.4K +6,275 +4,048%
CFGS
87
Concourse Financial Group Securities
Alabama
$48K +$41K +3,014 +542%
S
88
SignatureFD
Georgia
$43K +$1.76K +129 +4%
APA
89
American Portfolios Advisors
New York
$42.3K +$259 +19 +0.6%
CG
90
Cutler Group
California
$36K +$21.8K +1,600 +128%
JG
91
Jefferies Group
New York
$28.3K +$29.7K +2,183 New
WT
92
Whittier Trust
California
$28K – – –
FHA
93
First Horizon Advisors
Tennessee
$26K +$436 +32 +2%
CWC
94
Carolinas Wealth Consulting
North Carolina
$23K +$599 +44 +3%
FIA
95
FNY Investment Advisers
New York
$19K -$20.4K -1,500 -50%
FCMT
96
Founders Capital Management (Texas)
Texas
$19K +$6.81K +500 +50%
NFG
97
Next Financial Group
Texas
$18K +$6.45K +474 +56%
BFC
98
Bedel Financial Consulting
Indiana
$11K – – –
KTC
99
Kistler-Tiffany Companies
Pennsylvania
$11K – – –
MAM
100
McCarthy Asset Management
California
$11K +$245 +18 +2%
2 3
4
5 6

MFIC Hedge Fund Activity: Q3 2021 in Review

119 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2021, worth a combined $260M — down 11% from $293M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MFIC and 14 opened new positions — a net loss of 8 holders — while 26 trimmed existing stakes and 49 added.

The largest buyer was LPL Financial, adding an estimated $4.27M. The largest seller was Arrowstreet Capital, cutting an estimated $14.8M.

  • 119 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2021, down from 127 in Q2 2021.
  • Funds reported $260M of MidCap Financial Investment stock for Q3 2021, down 11% quarter-over-quarter.
  • 14 funds opened new MidCap Financial Investment positions in Q3 2021 and 22 closed out, a net change of -8 holders.
  • The largest MidCap Financial Investment buyer in Q3 2021 was LPL Financial, an estimated $4.27M added.
  • The largest MidCap Financial Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2021.