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MidCap Financial Investment

132 hedge funds and large institutions have $301M invested in MidCap Financial Investment in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 45 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $237M → $301M (+$64.3M)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0.51% less ownership

Funds ownership: 34.15%33.63% (-0.51%)

1% less funds holding

Funds holding: 133132 (-1)

18% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 45

28% less call options, than puts

Call options by funds: $4.71M | Put options by funds: $6.55M

Holders
132
Holders Change
-1
Holders Change %
-0.75%
% of All Funds
2.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
37
Reduced
45
Closed
20
Calls
$4.71M
Puts
$6.55M
Net Calls
-$1.84M
Net Calls Change
+$8.56M
Name Holding Trade Value Shares
Change
Change in
Stake
GT
76
Glenview Trust
Kentucky
$206K +$198K +15,000 New
Rockefeller Capital Management
77
Rockefeller Capital Management
New York
$200K +$660 +50 +0.3%
AWM
78
AE Wealth Management
Kansas
$197K -$20.9K -1,581 -10%
Cetera Investment Advisers
79
Cetera Investment Advisers
Illinois
$194K -$55.5K -4,207 -23%
AFP
80
Ausdal Financial Partners
Iowa
$193K -$42.2K -3,200 -19%
CANY
81
Caxton Associates (New York)
New York
$192K +$185K +14,021 New
Cambridge Investment Research Advisors
82
Cambridge Investment Research Advisors
Iowa
$186K -$1.58K -120 -0.9%
RJFSA
83
Raymond James Financial Services Advisors
Florida
$175K +$11.1K +842 +7%
CCIA
84
Campbell & Co Investment Adviser
Maryland
$172K -$10.6K -800 -6%
HVIA
85
Hudson Valley Investment Advisors
New York
$172K
PP
86
Paloma Partners
Connecticut
$171K +$164K +12,462 New
ASN
87
Advisory Services Network
Georgia
$162K +$290 +22 +0.2%
UCFA
88
United Capital Financial Advisors
Texas
$159K
BRWA
89
B. Riley Wealth Advisors
Florida
$152K +$7.76K +588 +5%
Victory Capital Management
90
Victory Capital Management
Texas
$145K -$4.36K -330 -3%
Barclays
91
Barclays
United Kingdom
$144K +$137K +10,394 +15,991%
PFA
92
Peak Financial Advisors
Colorado
$144K +$139K +10,522 New
BRWM
93
B. Riley Wealth Management
Tennessee
$143K -$56.1K -4,249 -29%
GWMIA
94
Global Wealth Management Investment Advisory
Florida
$142K +$4.46K +338 +3%
CBB
95
Citizens Business Bank
California
$137K
BC
96
Barnett & Company
Tennessee
$133K
SAS
97
Stelac Advisory Services
New York
$132K -$29.2K -2,211 -19%
PCM
98
Pinz Capital Management
New York
$126K +$121K +9,200 New
FIA
99
FNY Investment Advisers
New York
$115K +$58.6K +4,438 +111%
BWP
100
Baldwin Wealth Partners
Massachusetts
$114K

MFIC Hedge Fund Activity: Q1 2021 in Review

132 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q1 2021, worth a combined $301M — up 27% from $237M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new MFIC positions and 20 closed out — a net gain of 1 holder — while 37 added to existing stakes and 45 trimmed.

The largest buyer was Clear Harbor Asset Management, opening a new position worth an estimated $3.8M. The largest seller was Thornburg Investment Management, cutting an estimated $4.96M.

  • 132 institutional investors held MidCap Financial Investment (MFIC) as of Q1 2021, down from 133 in Q4 2020.
  • Funds reported $301M of MidCap Financial Investment stock for Q1 2021, up 27% quarter-over-quarter.
  • 21 funds opened new MidCap Financial Investment positions in Q1 2021 and 20 closed out, a net change of +1 holder.
  • The largest MidCap Financial Investment buyer in Q1 2021 was Clear Harbor Asset Management, an estimated $3.8M added.
  • The largest MidCap Financial Investment seller in Q1 2021 was Thornburg Investment Management, an estimated $4.96M sold.

Based on aggregated 13F filings for Q1 2021.