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MidCap Financial Investment
MFIC

131 hedge funds and large institutions have $255M invested in MidCap Financial Investment in 2021 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 13

31% more call options, than puts

Call options by funds: $4.85M | Put options by funds: $3.71M

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

10% more funds holding

Funds holding: 119 → 131 (+12)

0.14% less ownership

Funds ownership: 30.81% → 30.67% (-0.14%)

2% less capital invested

Capital invested by funds: $260M → $255M (-$5.3M)

Holders
131
Holders Change
+12
Holders Change %
+10.08%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
40
Reduced
36
Closed
13
Calls
$4.85M
Puts
$3.71M
Net Calls
+$1.14M
Net Calls Change
+$1.69M

Top Buyers

Rank Fund Capital Flow
1
AWA
Arete Wealth Advisors
Illinois
+$3.48M
2
CHAM
Clear Harbor Asset Management
Connecticut
+$2.99M
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$2.75M
4
Two Sigma Investments
Two Sigma Investments
New York
+$1.83M
5
Morgan Stanley
Morgan Stanley
New York
+$993K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$30.8M
2
TIM
Thornburg Investment Management
New Mexico
-$8.54M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.67M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$3.48M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
SPC
51
Sigma Planning Corp
Michigan
$508K +$24.4K +1,855 +5%
AWM
52
AE Wealth Management
Kansas
$500K +$227K +17,312 +80%
EW
53
Evoke Wealth
California
$484K – – –
JF
54
Jump Financial
Illinois
$438K +$450K +34,299 New
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$417K +$428K +32,591 New
ECM
56
ExodusPoint Capital Management
New York
$413K +$189K +14,381 +80%
Susquehanna International Group
57
Susquehanna International Group
Pennsylvania
$401K -$3.67M -279,247 -90%
HWAM
58
Hennion & Walsh Asset Management
New Jersey
$398K +$409K +31,116 New
RGF
59
Retirement Guys Formula
Ohio
$375K +$384K +29,269 New
Cetera Investment Advisers
60
Cetera Investment Advisers
Illinois
$374K +$384K +29,253 New
CIM
61
Confluence Investment Management
Missouri
$362K -$11.5K -874 -3%
Group One Trading
62
Group One Trading
Illinois
$338K +$210K +15,959 +152%
OBWG
63
Onyx Bridge Wealth Group
New York
$324K -$32.8K -2,500 -9%
Stifel Financial
64
Stifel Financial
Missouri
$301K -$591 -45 -0.2%
CF
65
Centaurus Financial
California
$297K – – –
BFM
66
Boothbay Fund Management
New York
$295K +$111K +8,428 +58%
GWMIA
67
Global Wealth Management Investment Advisory
Florida
$288K +$58.2K +4,432 +25%
Canada Life
68
Canada Life
Manitoba, Canada
$269K -$8.5K -647 -3%
US Bancorp
69
US Bancorp
Minnesota
$269K – – –
Janney Montgomery Scott
70
Janney Montgomery Scott
Pennsylvania
$264K +$9.86K +751 +4%
GC
71
Guggenheim Capital
Illinois
$262K -$357K -27,204 -57%
WS
72
Wedbush Securities
California
$223K -$8.75K -666 -4%
SFA
73
Sequoia Financial Advisors
Ohio
$222K +$228K +17,390 New
Jane Street
74
Jane Street
New York
$213K +$219K +16,663 New
HPM
75
Hudson Portfolio Management
New York
$201K – – –
1 2
3
4 5

MFIC Hedge Fund Activity: Q4 2021 in Review

131 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2021, worth a combined $255M — down 2% from $260M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new MFIC positions and 13 closed out — a net gain of 12 holders — while 40 added to existing stakes and 36 trimmed.

The largest buyer was Arete Wealth Advisors, opening a new position worth an estimated $3.48M. The largest seller was Wells Fargo, cutting an estimated $30.8M.

  • 131 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2021, up from 119 in Q3 2021.
  • Funds reported $255M of MidCap Financial Investment stock for Q4 2021, down 2% quarter-over-quarter.
  • 25 funds opened new MidCap Financial Investment positions in Q4 2021 and 13 closed out, a net change of +12 holders.
  • The largest MidCap Financial Investment buyer in Q4 2021 was Arete Wealth Advisors, an estimated $3.48M added.
  • The largest MidCap Financial Investment seller in Q4 2021 was Wells Fargo, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2021.