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MidCap Financial Investment
MFIC

119 hedge funds and large institutions have $260M invested in MidCap Financial Investment in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 49 increasing their positions, 26 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 26

10% less call options, than puts

Call options by funds: $5.02M | Put options by funds: $5.57M

2.11% less ownership

Funds ownership: 32.92% → 30.81% (-2.1%)

6% less funds holding

Funds holding: 127 → 119 (-8)

11% less capital invested

Capital invested by funds: $293M → $260M (-$33.2M)

36% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 22

Holders
119
Holders Change
-8
Holders Change %
-6.3%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
49
Reduced
26
Closed
22
Calls
$5.02M
Puts
$5.57M
Net Calls
-$548K
Net Calls Change
-$1.66M

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$4.27M
2
Wells Fargo
Wells Fargo
California
+$1.25M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$711K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$636K
5
DnB Asset Management
DnB Asset Management
Norway
+$533K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$14.8M
2
TIM
Thornburg Investment Management
New Mexico
-$5.78M
3
IWM
IHT Wealth Management
Illinois
-$1.27M
4
Neuberger Berman Group
Neuberger Berman Group
New York
-$938K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$901K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
51
Northern Trust
Illinois
$443K +$3.4K +250 +0.7%
Mirae Asset Global Investments
52
Mirae Asset Global Investments
South Korea
$380K +$10.2K +750 +3%
CIM
53
Confluence Investment Management
Missouri
$378K +$9.11K +669 +2%
Goldman Sachs
54
Goldman Sachs
New York
$372K -$82.8K -6,083 -18%
OBWG
55
Onyx Bridge Wealth Group
New York
$365K – – –
BCA
56
Biltmore Capital Advisors
New Jersey
$350K +$68.1K +5,000 +23%
CC
57
Claybrook Capital
Massachusetts
$345K +$362K +26,600 New
Stifel Financial
58
Stifel Financial
Missouri
$306K +$5.79K +425 +2%
CF
59
Centaurus Financial
California
$301K +$12K +884 +4%
Canada Life
60
Canada Life
Manitoba, Canada
$284K +$7.42K +545 +3%
AWM
61
AE Wealth Management
Kansas
$282K +$60.1K +4,418 +25%
US Bancorp
62
US Bancorp
Minnesota
$273K – – –
Marshall Wace
63
Marshall Wace
United Kingdom
$261K +$274K +20,127 New
Janney Montgomery Scott
64
Janney Montgomery Scott
Pennsylvania
$258K -$22K -1,617 -8%
WS
65
Wedbush Securities
California
$234K -$66.4K -4,875 -21%
GWMIA
66
Global Wealth Management Investment Advisory
Florida
$234K +$60.1K +4,415 +32%
ECM
67
ExodusPoint Capital Management
New York
$232K +$243K +17,872 New
HI
68
Harbour Investments
Wisconsin
$223K -$14.7K -1,079 -6%
HPM
69
Hudson Portfolio Management
New York
$204K – – –
TWA
70
TCI Wealth Advisors
Arizona
$198K +$71.2K +5,230 +52%
BFM
71
Boothbay Fund Management
New York
$189K +$199K +14,603 New
AFP
72
Ausdal Financial Partners
Iowa
$182K – – –
VFA
73
Valeo Financial Advisors
Indiana
$180K +$189K +13,900 New
HVIA
74
Hudson Valley Investment Advisors
New York
$162K – – –
ASN
75
Advisory Services Network
Georgia
$157K +$3.32K +244 +2%
1 2
3
4 5

MFIC Hedge Fund Activity: Q3 2021 in Review

119 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2021, worth a combined $260M — down 11% from $293M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of MFIC and 14 opened new positions — a net loss of 8 holders — while 26 trimmed existing stakes and 49 added.

The largest buyer was LPL Financial, adding an estimated $4.27M. The largest seller was Arrowstreet Capital, cutting an estimated $14.8M.

  • 119 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2021, down from 127 in Q2 2021.
  • Funds reported $260M of MidCap Financial Investment stock for Q3 2021, down 11% quarter-over-quarter.
  • 14 funds opened new MidCap Financial Investment positions in Q3 2021 and 22 closed out, a net change of -8 holders.
  • The largest MidCap Financial Investment buyer in Q3 2021 was LPL Financial, an estimated $4.27M added.
  • The largest MidCap Financial Investment seller in Q3 2021 was Arrowstreet Capital, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2021.