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MidCap Financial Investment

148 hedge funds and large institutions have $157M invested in MidCap Financial Investment in 2020 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 39 increasing their positions, 46 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 150148 (-2)

2.76% less ownership

Funds ownership: 37.75%34.99% (-2.8%)

15% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 46

64% less capital invested

Capital invested by funds: $438M → $157M (-$281M)

73% less call options, than puts

Call options by funds: $607K | Put options by funds: $2.26M

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
148
Holders Change
-2
Holders Change %
-1.33%
% of All Funds
3.26%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
30
Increased
39
Reduced
46
Closed
30
Calls
$607K
Puts
$2.26M
Net Calls
-$1.65M
Net Calls Change
+$1.51M
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
51
Raymond James & Associates
Florida
$396K -$54.3K -3,644 -6%
WA
52
Wambolt & Associates
Colorado
$389K -$21.7K -1,458 -2%
MIAN
53
Mariner Independent Advisor Network
Kansas
$385K -$109K -7,314 -10%
LPL Financial
54
LPL Financial
California
$364K -$139K -9,355 -15%
Goldman Sachs
55
Goldman Sachs
New York
$342K +$467K +31,296 +162%
Mackenzie Financial
56
Mackenzie Financial
Ontario, Canada
$333K -$1.96M -131,687 -73%
AG
57
Aperio Group
California
$316K +$500K +33,541 +254%
Northern Trust
58
Northern Trust
Illinois
$277K +$30.6K +2,052 +5%
RJFSA
59
Raymond James Financial Services Advisors
Florida
$276K +$132K +8,840 +28%
CCA
60
Catalyst Capital Advisors
New York
$260K
BRWA
61
B. Riley Wealth Advisors
Florida
$250K +$74.1K +4,972 +16%
Stifel Financial
62
Stifel Financial
Missouri
$250K +$126K +8,436 +30%
PI
63
PEAK6 Investments
Illinois
$238K +$526K +35,296 New
EIP
64
Easterly Investment Partners
Massachusetts
$208K -$703K -47,118 -60%
RTS
65
Round Table Services
New Jersey
$203K +$447K +30,000 New
DIM
66
DC Investments Management
Virginia
$201K
AFP
67
Ausdal Financial Partners
Iowa
$198K +$390K +26,183 New
CF
68
Centaurus Financial
California
$171K -$132K -8,865 -26%
US Bancorp
69
US Bancorp
Minnesota
$166K +$20.9K +1,401 +6%
Mirae Asset Global Investments
70
Mirae Asset Global Investments
South Korea
$161K -$22.1K -1,485 -6%
IC
71
IEQ Capital
California
$159K -$73.9K -4,957 -17%
Victory Capital Management
72
Victory Capital Management
Texas
$156K +$118K +7,920 +52%
SPC
73
Sigma Planning Corp
Michigan
$151K -$69.3K -4,646 -17%
Canada Life
74
Canada Life
Manitoba, Canada
$151K -$3.07K -206 -0.9%
Janney Montgomery Scott
75
Janney Montgomery Scott
Pennsylvania
$148K -$6.96K -467 -2%

MFIC Hedge Fund Activity: Q1 2020 in Review

148 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q1 2020, worth a combined $157M — down 64% from $438M a quarter earlier.

Fund positioning in MFIC was balanced in Q1 2020: 30 funds opened new positions, 30 closed out, 39 added to existing stakes and 46 trimmed.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $7.56M. The largest seller was Thornburg Investment Management, cutting an estimated $14.3M.

  • 148 institutional investors held MidCap Financial Investment (MFIC) as of Q1 2020, down from 150 in Q4 2019.
  • Funds reported $157M of MidCap Financial Investment stock for Q1 2020, down 64% quarter-over-quarter.
  • 30 funds opened new MidCap Financial Investment positions in Q1 2020 and 30 closed out, a net change of 0 holders.
  • The largest MidCap Financial Investment buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $7.56M added.
  • The largest MidCap Financial Investment seller in Q1 2020 was Thornburg Investment Management, an estimated $14.3M sold.

Based on aggregated 13F filings for Q1 2020.