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MidCap Financial Investment
MFIC

150 hedge funds and large institutions have $438M invested in MidCap Financial Investment in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 50 increasing their positions, 40 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 40

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

3% more funds holding

Funds holding: 146 → 150 (+4)

3% more capital invested

Capital invested by funds: $423M → $438M (+$14.7M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.07% less ownership

Funds ownership: 38.81% → 37.75% (-1.1%)

78% less call options, than puts

Call options by funds: $872K | Put options by funds: $4.04M

Holders
150
Holders Change
+4
Holders Change %
+2.74%
% of All Funds
2.96%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
50
Reduced
40
Closed
22
Calls
$872K
Puts
$4.04M
Net Calls
-$3.17M
Net Calls Change
-$1.35M

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$15.9M
2
Invesco
Invesco
Georgia
+$8.76M
3
JP Morgan Chase
JP Morgan Chase
New York
+$4.93M
4
Two Sigma Investments
Two Sigma Investments
New York
+$2.13M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$1.82M

Top Sellers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
-$38M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.5M
3
SSA
Schonfeld Strategic Advisors
New York
-$3.61M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.31M
5
Morgan Stanley
Morgan Stanley
New York
-$1.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
51
Wambolt & Associates
Colorado
$1.03M +$53.8K +3,260 +6%
Grantham, Mayo, Van Otterloo & Co (GMO)
52
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.02M +$965K +58,500 New
Balyasny Asset Management
53
Balyasny Asset Management
Illinois
$992K +$702K +42,558 +298%
Ameriprise
54
Ameriprise
Minnesota
$933K +$156K +9,480 +22%
Lido Advisors
55
Lido Advisors
California
$909K +$833K +50,529 New
MIC
56
Meridian Investment Counsel
California
$829K -$16.5K -999 -2%
FAAS
57
First Allied Advisory Services
California
$783K +$122K +7,404 +20%
Northern Trust
58
Northern Trust
Illinois
$681K -$13.5K -820 -2%
CCA
59
Catalyst Capital Advisors
New York
$672K – – –
CF
60
Centaurus Financial
California
$596K +$173K +10,498 +44%
RJFSA
61
Raymond James Financial Services Advisors
Florida
$560K +$247K +14,954 +87%
Two Sigma Advisers
62
Two Sigma Advisers
New York
$531K +$219K +13,301 +78%
BRWA
63
B. Riley Wealth Advisors
Florida
$521K +$17.9K +1,087 +4%
DIM
64
DC Investments Management
Virginia
$519K +$141K +8,534 +40%
IC
65
IEQ Capital
California
$498K +$471K +28,543 New
Stifel Financial
66
Stifel Financial
Missouri
$497K -$13.3K -804 -3%
SPC
67
Sigma Planning Corp
Michigan
$471K +$54.6K +3,310 +14%
AWM
68
AE Wealth Management
Kansas
$458K -$342K -20,742 -44%
SG Americas Securities
69
SG Americas Securities
New York
$456K -$137K -8,300 -24%
CANY
70
Caxton Associates (New York)
New York
$452K +$427K +25,876 New
Mirae Asset Global Investments
71
Mirae Asset Global Investments
South Korea
$442K -$59K -3,575 -12%
ICA
72
Infrastructure Capital Advisors
New York
$442K – – –
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
$438K +$12K +726 +3%
SSA
74
Schonfeld Strategic Advisors
New York
$409K -$3.61M -218,800 -90%
US Bancorp
75
US Bancorp
Minnesota
$405K +$336K +20,400 +718%
1 2
3
4 5

MFIC Hedge Fund Activity: Q4 2019 in Review

150 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2019, worth a combined $438M — up 3.5% from $423M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MFIC positions and 22 closed out — a net gain of 4 holders — while 50 added to existing stakes and 40 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $15.9M. The largest seller was Thornburg Investment Management, cutting an estimated $38M.

  • 150 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2019, up from 146 in Q3 2019.
  • Funds reported $438M of MidCap Financial Investment stock for Q4 2019, up 3.5% quarter-over-quarter.
  • 26 funds opened new MidCap Financial Investment positions in Q4 2019 and 22 closed out, a net change of +4 holders.
  • The largest MidCap Financial Investment buyer in Q4 2019 was Arrowstreet Capital, an estimated $15.9M added.
  • The largest MidCap Financial Investment seller in Q4 2019 was Thornburg Investment Management, an estimated $38M sold.

Based on aggregated 13F filings for Q4 2019.