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MidCap Financial Investment

146 hedge funds and large institutions have $423M invested in MidCap Financial Investment in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 47 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $442M → $423M (-$18.7M)

6% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 47

2% less funds holding

Funds holding: 149146 (-3)

2.36% less ownership

Funds ownership: 41.18%38.81% (-2.4%)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

66% less call options, than puts

Call options by funds: $924K | Put options by funds: $2.74M

Holders
146
Holders Change
-3
Holders Change %
-2.01%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
23
Increased
44
Reduced
47
Closed
26
Calls
$924K
Puts
$2.74M
Net Calls
-$1.82M
Net Calls Change
+$120K
Name Holding Trade Value Shares
Change
Change in
Stake
MIC
51
Meridian Investment Counsel
California
$780K -$8.17K -500 -1%
AWM
52
AE Wealth Management
Kansas
$756K -$110K -6,710 -12%
Voloridge Investment Management
53
Voloridge Investment Management
Florida
$738K +$750K +45,873 New
Ameriprise
54
Ameriprise
Minnesota
$707K +$189K +11,562 +36%
RJA
55
Raymond James & Associates
Florida
$645K -$162K -9,892 -20%
Northern Trust
56
Northern Trust
Illinois
$640K -$54.4K -3,330 -8%
CCA
57
Catalyst Capital Advisors
New York
$619K
FAAS
58
First Allied Advisory Services
California
$604K +$60.9K +3,727 +11%
SG Americas Securities
59
SG Americas Securities
New York
$554K +$147K +9,024 +36%
ECM
60
ExodusPoint Capital Management
New York
$534K +$543K +33,207 New
RIG
61
Roosevelt Investment Group
New York
$510K +$335K +20,495 +183%
BRWA
62
B. Riley Wealth Advisors
Florida
$496K -$144K -8,800 -22%
Aberdeen Group
63
Aberdeen Group
United Kingdom
$488K
Stifel Financial
64
Stifel Financial
Missouri
$471K -$54.8K -3,350 -10%
Mirae Asset Global Investments
65
Mirae Asset Global Investments
South Korea
$465K +$104K +6,349 +28%
Goldman Sachs
66
Goldman Sachs
New York
$422K -$581K -35,558 -58%
ICA
67
Infrastructure Capital Advisors
New York
$408K +$414K +25,343 New
Cambridge Investment Research Advisors
68
Cambridge Investment Research Advisors
Iowa
$392K +$398K +24,360 New
CF
69
Centaurus Financial
California
$381K -$4.82K -295 -1%
SPC
70
Sigma Planning Corp
Michigan
$380K -$13K -796 -3%
Janney Montgomery Scott
71
Janney Montgomery Scott
Pennsylvania
$366K -$47.2K -2,890 -11%
SCM
72
Shelton Capital Management
Colorado
$363K -$124K -7,600 -25%
DIM
73
DC Investments Management
Virginia
$341K +$108K +6,586 +45%
EWM
74
Evercore Wealth Management
New York
$337K +$342K +20,933 New
CAM
75
Cubic Asset Management
Massachusetts
$328K -$6.54K -400 -2%

MFIC Hedge Fund Activity: Q3 2019 in Review

146 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2019, worth a combined $423M — down 4.2% from $442M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 23 opened new positions — a net loss of 3 holders — while 47 trimmed existing stakes and 44 added.

The largest buyer was Arrowstreet Capital, adding an estimated $4.8M. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $12.6M.

  • 146 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2019, down from 149 in Q2 2019.
  • Funds reported $423M of MidCap Financial Investment stock for Q3 2019, down 4.2% quarter-over-quarter.
  • 23 funds opened new MidCap Financial Investment positions in Q3 2019 and 26 closed out, a net change of -3 holders.
  • The largest MidCap Financial Investment buyer in Q3 2019 was Arrowstreet Capital, an estimated $4.8M added.
  • The largest MidCap Financial Investment seller in Q3 2019 was Fuller & Thaler Asset Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2019.