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MidCap Financial Investment

166 hedge funds and large institutions have $387M invested in MidCap Financial Investment in 2018 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 45 increasing their positions, 67 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

29.37% more ownership

Funds ownership: 14.85%44.22% (+29%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less funds holding

Funds holding: 186166 (-20)

26% less capital invested

Capital invested by funds: $521M → $387M (-$134M)

31% less first-time investments, than exits

New positions opened: 42 | Existing positions closed: 61

33% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 67

95% less call options, than puts

Call options by funds: $386K | Put options by funds: $8.31M

Holders
166
Holders Change
-20
Holders Change %
-10.75%
% of All Funds
3.7%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
42
Increased
45
Reduced
67
Closed
61
Calls
$386K
Puts
$8.31M
Net Calls
-$7.93M
Net Calls Change
-$7.59M
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$930K +$761K +50,000 +200%
CAM
52
Cozad Asset Management
Illinois
$856K -$210K -13,809 -17%
Mackenzie Financial
53
Mackenzie Financial
Ontario, Canada
$852K
SGCA
54
Steel Grove Capital Advisors
Tennessee
$829K +$24.1K +1,585 +3%
DnB Asset Management
55
DnB Asset Management
Norway
$784K -$20.3K -1,333 -2%
SCM
56
Shelton Capital Management
Colorado
$765K -$15 -1 -0%
WA
57
Wambolt & Associates
Colorado
$713K +$876K +57,494 New
LPL Financial
58
LPL Financial
California
$708K -$3.11K -204 -0.4%
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$696K -$30 -2 -0%
HSBC Holdings
60
HSBC Holdings
United Kingdom
$694K +$609 +40 +0.1%
PI
61
PineBridge Investments
New York
$655K +$48.8K +3,202 +6%
HP
62
Hound Partners
New York
$620K +$761K +50,000 New
SGI
63
Summit Global Investments
Utah
$587K +$720K +47,300 New
Millennium Management
64
Millennium Management
New York
$585K +$718K +47,172 New
BRWA
65
B. Riley Wealth Advisors
Florida
$569K -$1.61M -105,704 -70%
Northern Trust
66
Northern Trust
Illinois
$542K -$17.6K -1,155 -3%
CCA
67
Catalyst Capital Advisors
New York
$477K -$15 -1 -0%
SM
68
Salzhauer Michael
$463K -$15 -1 -0%
RJA
69
Raymond James & Associates
Florida
$406K -$235K -15,458 -32%
Stifel Financial
70
Stifel Financial
Missouri
$405K -$20.3K -1,336 -4%
DTL
71
Dynamic Technology Lab
Singapore
$393K +$482K +31,646 New
Janney Montgomery Scott
72
Janney Montgomery Scott
Pennsylvania
$386K -$21.3K -1,398 -4%
RA
73
Rational Advisors
New York
$363K -$488K -32,030 -52%
Group One Trading
74
Group One Trading
Illinois
$357K +$199K +13,048 +83%
Jane Street
75
Jane Street
New York
$356K +$367K +24,102 +527%

MFIC Hedge Fund Activity: Q4 2018 in Review

166 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2018, worth a combined $387M — down 26% from $521M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MFIC and 42 opened new positions — a net loss of 19 holders — while 67 trimmed existing stakes and 45 added.

The largest buyer was Gillson Capital, opening a new position worth an estimated $4.03M. The largest seller was Philadelphia Financial Management of San Francisco, exiting entirely with an estimated $9.59M sold.

  • 166 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2018, down from 186 in Q3 2018.
  • Funds reported $387M of MidCap Financial Investment stock for Q4 2018, down 26% quarter-over-quarter.
  • 42 funds opened new MidCap Financial Investment positions in Q4 2018 and 61 closed out, a net change of -19 holders.
  • The largest MidCap Financial Investment buyer in Q4 2018 was Gillson Capital, an estimated $4.03M added.
  • The largest MidCap Financial Investment seller in Q4 2018 was Philadelphia Financial Management of San Francisco, an estimated $9.59M sold.

Based on aggregated 13F filings for Q4 2018.