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MidCap Financial Investment
MFIC

217 hedge funds and large institutions have $804M invested in MidCap Financial Investment in 2014 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 69

7% less funds holding

Funds holding: 234 → 217 (-17)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

18% less capital invested

Capital invested by funds: $986M → $804M (-$182M)

19% less call options, than puts

Call options by funds: $2.02M | Put options by funds: $2.5M

41% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 37

Holders
217
Holders Change
-17
Holders Change %
-7.26%
% of All Funds
6.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.15%
New
22
Increased
69
Reduced
69
Closed
37
Calls
$2.02M
Puts
$2.5M
Net Calls
-$483K
Net Calls Change
+$1.61M

Top Buyers

1
AAMU
Amundi Asset Management US
Massachusetts
+$19M
2
TIM
Thornburg Investment Management
New Mexico
+$9.41M
3
AAM
Advisors Asset Management
Colorado
+$5.12M
4
California Public Employees Retirement System
California Public Employees Retirement System
California
+$4.99M
5
PWM
Patriot Wealth Management
Texas
+$4.58M

Top Sellers

1
Allianz Asset Management
Allianz Asset Management
Germany
-$26.4M
2
Northern Trust
Northern Trust
Illinois
-$17.9M
3
BC
Balestra Capital
New York
-$14M
4
Deutsche Bank
Deutsche Bank
Germany
-$13.4M
5
CS
Credit Suisse
Switzerland
-$11.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
MAA
51
Managed Account Advisors
New Jersey
$2.28M +$335K +12,950 +16%
VanEck Associates
52
VanEck Associates
New York
$2.23M +$2.12K +82 +0.1%
HighTower Advisors
53
HighTower Advisors
Illinois
$2.11M +$439K +16,930 +24%
USAA
54
United Services Automobile Association
Texas
$2.04M – – –
GIM
55
Groesbeck Investment Management
New Jersey
$1.97M – – –
Neuberger Berman Group
56
Neuberger Berman Group
New York
$1.88M -$630K -24,325 -24%
CEP
57
Chicago Equity Partners
Illinois
$1.85M -$1.74K -67 -0.1%
Legal & General Group
58
Legal & General Group
United Kingdom
$1.82M +$216K +8,338 +13%
PP
59
PDT Partners
New York
$1.8M -$1.63M -62,933 -46%
RFC
60
Russell Frank Company
Washington
$1.64M +$1.25M +48,167 +256%
LTFS
61
Ladenburg Thalmann Financial Services
Florida
$1.53M +$127K +4,919 +9%
TG
62
TCW Group
California
$1.52M +$206K +7,967 +15%
MVP
63
Miller Value Partners
Florida
$1.48M – – –
Principal Financial Group
64
Principal Financial Group
Iowa
$1.43M +$490K +18,901 +48%
SCM
65
Sterling Capital Management
North Carolina
$1.38M -$1.24M -47,673 -46%
Royal Bank of Canada
66
Royal Bank of Canada
Ontario, Canada
$1.36M +$145K +5,602 +11%
HSBC Holdings
67
HSBC Holdings
United Kingdom
$1.3M -$20.3K -783 -1%
DnB Asset Management
68
DnB Asset Management
Norway
$1.3M +$209K +8,067 +18%
Stifel Financial
69
Stifel Financial
Missouri
$1.27M -$848K -32,723 -39%
PSI
70
Pinnacle Summer Investments
Virginia
$1.21M -$23.1K -892 -2%
CCA
71
Catalyst Capital Advisors
New York
$1.19M -$210K -8,096 -14%
RJA
72
Raymond James & Associates
Florida
$1.16M -$514K -19,823 -30%
Robeco Institutional Asset Management
73
Robeco Institutional Asset Management
Netherlands
$1.15M – – –
Commonwealth Equity Services
74
Commonwealth Equity Services
Massachusetts
$1.12M +$36.8K +1,419 +3%
MIG
75
Mariner Investment Group
New York
$1.1M +$1.17M +45,000 New
1 2
3
4 5

MFIC Hedge Fund Activity: Q3 2014 in Review

217 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2014, worth a combined $804M — down 18% from $986M a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of MFIC and 22 opened new positions — a net loss of 15 holders — while 69 trimmed existing stakes and 69 added.

The largest buyer was Amundi Asset Management US, adding an estimated $19M. The largest seller was Allianz Asset Management, cutting an estimated $26.4M.

  • 217 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2014, down from 234 in Q2 2014.
  • Funds reported $804M of MidCap Financial Investment stock for Q3 2014, down 18% quarter-over-quarter.
  • 22 funds opened new MidCap Financial Investment positions in Q3 2014 and 37 closed out, a net change of -15 holders.
  • The largest MidCap Financial Investment buyer in Q3 2014 was Amundi Asset Management US, an estimated $19M added.
  • The largest MidCap Financial Investment seller in Q3 2014 was Allianz Asset Management, an estimated $26.4M sold.

Based on aggregated 13F filings for Q3 2014.