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MidCap Financial Investment
MFIC

132 hedge funds and large institutions have $301M invested in MidCap Financial Investment in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 45 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $237M → $301M (+$64.3M)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0.51% less ownership

Funds ownership: 34.15% → 33.63% (-0.51%)

1% less funds holding

Funds holding: 133 → 132 (-1)

18% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 45

28% less call options, than puts

Call options by funds: $4.71M | Put options by funds: $6.55M

Holders
132
Holders Change
-1
Holders Change %
-0.75%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
37
Reduced
45
Closed
20
Calls
$4.71M
Puts
$6.55M
Net Calls
-$1.84M
Net Calls Change
+$8.56M

Top Buyers

Rank Fund Capital Flow
1
CHAM
Clear Harbor Asset Management
Connecticut
+$3.8M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$2.43M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.21M
4
VanEck Associates
VanEck Associates
New York
+$2.07M
5
PCM
Prelude Capital Management
New York
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
-$4.96M
2
Morgan Stanley
Morgan Stanley
New York
-$2.22M
3
BlackRock
BlackRock
New York
-$2.2M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$2.11M
5
AMH
Apollo Management Holdings
New York
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$1.93M -$55.6K -4,211 -3%
California Public Employees Retirement System
27
California Public Employees Retirement System
California
$1.8M -$161K -12,192 -8%
MCM
28
McKinley Capital Management
Alaska
$1.68M -$71.8K -5,441 -4%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$1.67M -$120K -9,066 -7%
IAIM
30
International Assets Investment Management
Florida
$1.44M +$786K +59,583 +102%
BSP
31
Benefit Street Partners
New York
$1.38M +$305K +23,140 +30%
GC
32
Guggenheim Capital
Illinois
$1.31M -$192K -14,517 -13%
GAMC
33
Garner Asset Management Corp
Texas
$1.3M -$148K -11,200 -11%
WG
34
Winton Group
United Kingdom
$1.25M +$164K +12,427 +16%
LPL Financial
35
LPL Financial
California
$1.23M +$278K +21,064 +31%
PCM
36
Prelude Capital Management
New York
$1.13M +$1.06M +80,000 New
CAM
37
Cubic Asset Management
Massachusetts
$1.09M – – –
Neuberger Berman Group
38
Neuberger Berman Group
New York
$1.05M +$134K +10,152 +15%
Ameriprise
39
Ameriprise
Minnesota
$1.03M -$341K -25,846 -27%
DnB Asset Management
40
DnB Asset Management
Norway
$857K – – –
IWM
41
IHT Wealth Management
Illinois
$854K -$20.3K -1,535 -2%
MIC
42
Meridian Investment Counsel
California
$824K +$12.3K +934 +2%
Goldman Sachs
43
Goldman Sachs
New York
$816K +$75.8K +5,743 +11%
CCM
44
Condor Capital Management
New Jersey
$690K +$186K +14,104 +39%
AWA
45
Arkadios Wealth Advisors
Georgia
$669K +$54K +4,090 +9%
ECM
46
ExodusPoint Capital Management
New York
$599K -$872K -66,047 -60%
VEA
47
Virtus ETF Advisers
New York
$583K -$164K -12,389 -23%
RJA
48
Raymond James & Associates
Florida
$583K +$133K +10,112 +31%
HighTower Advisors
49
HighTower Advisors
Illinois
$490K -$49.7K -3,767 -10%
AllianceBernstein
50
AllianceBernstein
Tennessee
$467K -$700 -53 -0.2%
1
2
3 4 5

MFIC Hedge Fund Activity: Q1 2021 in Review

132 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q1 2021, worth a combined $301M — up 27% from $237M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new MFIC positions and 20 closed out — a net gain of 1 holder — while 37 added to existing stakes and 45 trimmed.

The largest buyer was Clear Harbor Asset Management, opening a new position worth an estimated $3.8M. The largest seller was Thornburg Investment Management, cutting an estimated $4.96M.

  • 132 institutional investors held MidCap Financial Investment (MFIC) as of Q1 2021, down from 133 in Q4 2020.
  • Funds reported $301M of MidCap Financial Investment stock for Q1 2021, up 27% quarter-over-quarter.
  • 21 funds opened new MidCap Financial Investment positions in Q1 2021 and 20 closed out, a net change of +1 holder.
  • The largest MidCap Financial Investment buyer in Q1 2021 was Clear Harbor Asset Management, an estimated $3.8M added.
  • The largest MidCap Financial Investment seller in Q1 2021 was Thornburg Investment Management, an estimated $4.96M sold.

Based on aggregated 13F filings for Q1 2021.