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MidCap Financial Investment

146 hedge funds and large institutions have $423M invested in MidCap Financial Investment in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 47 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $442M → $423M (-$18.7M)

6% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 47

2% less funds holding

Funds holding: 149146 (-3)

2.36% less ownership

Funds ownership: 41.18%38.81% (-2.4%)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

66% less call options, than puts

Call options by funds: $924K | Put options by funds: $2.74M

Holders
146
Holders Change
-3
Holders Change %
-2.01%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
23
Increased
44
Reduced
47
Closed
26
Calls
$924K
Puts
$2.74M
Net Calls
-$1.82M
Net Calls Change
+$120K
Name Holding Trade Value Shares
Change
Change in
Stake
CP
26
Camelot Portfolios
Ohio
$2.69M -$1.79M -109,803 -40%
Bank of America
27
Bank of America
North Carolina
$2.6M -$277K -16,973 -10%
MCM
28
McKinley Capital Management
Alaska
$2.48M -$330K -20,178 -12%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$2.46M +$699K +42,764 +39%
LSV Asset Management
30
LSV Asset Management
Illinois
$2.3M
AAM
31
Advisors Asset Management
Colorado
$2.29M +$303K +18,542 +15%
Two Sigma Investments
32
Two Sigma Investments
New York
$1.91M +$1.94M +118,467 New
RA
33
Resource America
New York
$1.71M
EIP
34
Easterly Investment Partners
Massachusetts
$1.64M -$1.87M -114,158 -53%
Deutsche Bank
35
Deutsche Bank
Germany
$1.63M +$181K +11,085 +12%
Fuller & Thaler Asset Management
36
Fuller & Thaler Asset Management
California
$1.58M -$12.6M -771,149 -89%
Mackenzie Financial
37
Mackenzie Financial
Ontario, Canada
$1.55M +$590K +36,115 +60%
Invesco
38
Invesco
Georgia
$1.53M -$78.7K -4,813 -5%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$1.48M -$109K -6,648 -7%
HighTower Advisors
40
HighTower Advisors
Illinois
$1.37M +$1.39M +85,124 New
GAMC
41
Garner Asset Management Corp
Texas
$1.33M -$107K -6,566 -7%
PSP
42
Principal Street Partners
Tennessee
$1.24M +$32.1K +1,964 +3%
CAM
43
Cozad Asset Management
Illinois
$1.17M
MIAN
44
Mariner Independent Advisor Network
Kansas
$1.15M -$60.2K -3,683 -5%
AG
45
AlphaSimPlex Group
Massachusetts
$1.13M -$266K -16,269 -19%
DnB Asset Management
46
DnB Asset Management
Norway
$1.1M +$60.3K +3,687 +6%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$1.08M +$60.7K +3,717 +6%
LPL Financial
48
LPL Financial
California
$976K -$27.6K -1,691 -3%
WA
49
Wambolt & Associates
Colorado
$899K +$392 +24 +0%
BI
50
Bulldog Investors
New Jersey
$899K +$53.4K +3,267 +6%

MFIC Hedge Fund Activity: Q3 2019 in Review

146 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2019, worth a combined $423M — down 4.2% from $442M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 23 opened new positions — a net loss of 3 holders — while 47 trimmed existing stakes and 44 added.

The largest buyer was Arrowstreet Capital, adding an estimated $4.8M. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $12.6M.

  • 146 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2019, down from 149 in Q2 2019.
  • Funds reported $423M of MidCap Financial Investment stock for Q3 2019, down 4.2% quarter-over-quarter.
  • 23 funds opened new MidCap Financial Investment positions in Q3 2019 and 26 closed out, a net change of -3 holders.
  • The largest MidCap Financial Investment buyer in Q3 2019 was Arrowstreet Capital, an estimated $4.8M added.
  • The largest MidCap Financial Investment seller in Q3 2019 was Fuller & Thaler Asset Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2019.