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Main Street Capital

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42%17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M
Name Holding Trade Value Shares
Change
Change in
Stake
MA
126
MUFG Americas
New York
$327K +$3.24K +78 +1%
AWE
127
Avidian Wealth Enterprises
Texas
$325K +$9.23K +222 +3%
JWCA
128
J.W. Cole Advisors
Florida
$321K +$166 +4 +0.1%
FLPIM
129
F.L. Putnam Investment Management
Massachusetts
$320K +$57.6K +1,385 +22%
CSS
130
Cubist Systematic Strategies
Connecticut
$319K -$679K -16,325 -68%
RIG
131
Roosevelt Investment Group
New York
$319K
PNC Financial Services Group
132
PNC Financial Services Group
Pennsylvania
$311K +$137K +3,296 +77%
BRWM
133
B. Riley Wealth Management
Tennessee
$301K +$22.2K +533 +8%
VWA
134
V Wealth Advisors
Kansas
$296K -$27K -650 -8%
Mercer Global Advisors
135
Mercer Global Advisors
Colorado
$295K -$17.7K -425 -6%
DFG
136
Demars Financial Group
Washington
$292K +$295K +7,095 New
BFS
137
Bickling Financial Services
Massachusetts
$285K +$4.24K +102 +1%
VC
138
Vicus Capital
Pennsylvania
$281K +$29.9K +720 +12%
CA
139
Cetera Advisors
Colorado
$280K +$283K +6,808 New
Simplex Trading
140
Simplex Trading
Illinois
$279K
RA
141
Riverstone Advisors
Texas
$277K +$10.4K +250 +4%
Stifel Financial
142
Stifel Financial
Missouri
$275K -$10.7K -258 -4%
CRWM
143
Castle Rock Wealth Management
California
$263K -$7.69K -185 -3%
AIA
144
Avalon Investment & Advisory
Texas
$257K -$374 -9 -0.1%
WCM
145
Whitener Capital Management
North Carolina
$251K -$25.7K -617 -7%
FWM
146
Focused Wealth Management
New York
$250K +$36.4K +875 +17%
SCI
147
Stableford Capital II
Arizona
$247K
SCM
148
Shelton Capital Management
Colorado
$242K -$37.4K -900 -13%
HAG
149
HighPoint Advisor Group
Illinois
$242K +$245K +5,891 New
BCM
150
Brookstone Capital Management
Illinois
$240K +$236K +5,665 New

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.