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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
DIM
126
DC Investments Management
Virginia
$240K +$124K +3,304 +39%
FCCM
127
First City Capital Management
Georgia
$234K -$18.1K -485 -4%
CA
128
Calton & Associates
Florida
$224K -$93.3K -2,494 -19%
EWM
129
Evercore Wealth Management
New York
$219K
WAM
130
Wolverine Asset Management
Illinois
$215K +$394K +10,527 New
RA
131
Riverstone Advisors
Texas
$213K -$6.92K -185 -2%
Jane Street
132
Jane Street
New York
$212K +$388K +10,358 New
AWM
133
AE Wealth Management
Kansas
$209K -$180K -4,817 -32%
RIM
134
Regent Investment Management
Kentucky
$207K +$378K +10,100 New
OIA
135
OneDigital Investment Advisors
Kansas
$204K +$14.4K +386 +4%
Acadian Asset Management
136
Acadian Asset Management
Massachusetts
$199K +$363K +9,703 New
AAM
137
Advisors Asset Management
Colorado
$169K +$110K +2,935 +55%
PNC Financial Services Group
138
PNC Financial Services Group
Pennsylvania
$157K -$96.9K -2,589 -25%
POIA
139
Pin Oak Investment Advisors
Texas
$149K +$262K +7,000 +2,500%
Fifth Third Bancorp
140
Fifth Third Bancorp
Ohio
$132K
FWM
141
Focused Wealth Management
New York
$127K -$348K -9,290 -60%
JPLA
142
Joseph P. Lucia & Associates
New York
$112K +$41.2K +1,100 +25%
Kayne Anderson Rudnick Investment Management
143
Kayne Anderson Rudnick Investment Management
California
$104K +$191K +5,094 New
NIT
144
NumerixS Investment Technologies
British Columbia, Canada
$103K +$187K +5,000 New
Carson Wealth (CWM LLC)
145
Carson Wealth (CWM LLC)
Nebraska
$97K
GRP
146
Global Retirement Partners
California
$95K
TCOV
147
Trust Company of Vermont
Vermont
$95K
HIA
148
Harbor Investment Advisory
Maryland
$91K +$1.87K +50 +1%
SPIA
149
Steward Partners Investment Advisory
New York
$87K -$218K -5,837 -58%
Nisa Investment Advisors
150
Nisa Investment Advisors
Missouri
$80K

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.