Regent Investment Management’s Main Street Capital MAIN Stock Holding History

Regent Investment Management’s Portfolio MAIN Stock Details MAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	$403K	Hold	10,900	–	–	0.11%	150
2022 Q3	$367K	Hold	10,900	–	–	0.11%	149
2022 Q2	$420K	Hold	10,900	–	–	0.12%	141
2022 Q1	$464K	Hold	10,900	–	–	0.11%	145
2021 Q4	$489K	Hold	10,900	–	–	0.11%	146
2021 Q3	$448K	Hold	10,900	–	–	0.11%	148
2021 Q2	$448K	Hold	10,900	–	–	0.11%	153
2021 Q1	$426K	Sell	10,900 -300	-3%	-$10.5K	0.11%	143
2020 Q4	$361K	Hold	11,200	–	–	0.1%	147
2020 Q3	$331K	Sell	11,200 -2,000	-15%	-$61.3K	0.1%	147
2020 Q2	$411K	Buy	13,200 +3,100	+31%	+$87.4K	0.14%	130
2020 Q1	$207K	Buy	+10,100	New	+$378K	0.09%	164

Other funds holding MAIN

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $153B AUM 38.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Regent Investment Management's MAIN Position: Q4 2022 in Review

Regent Investment Management held its Main Street Capital (MAIN) position steady in Q4 2022 at 10,900 shares worth $403K. The position accounts for 0.11% of the portfolio, ranked #150.

Regent Investment Management first reported a position in MAIN in Q1 2020 and has held it in 12 quarters since. The position peaked at $489K in Q4 2021. 272 funds tracked by Wall St. Rank hold MAIN as of Q4 2022.

Regent Investment Management held 10,900 shares of Main Street Capital worth $403K as of Q4 2022.
Regent Investment Management left its Main Street Capital share count unchanged in Q4 2022.
Main Street Capital made up 0.11% of Regent Investment Management's portfolio in Q4 2022, its #150 holding.
Regent Investment Management first reported a position in Main Street Capital in Q1 2020 and has held it in 12 quarters since.
Regent Investment Management's Main Street Capital position peaked at $489K in Q4 2021.
272 funds tracked by Wall St. Rank held Main Street Capital as of Q4 2022.

Based on Regent Investment Management's 13F filing for Q4 2022, filed 26 Jan 2023.