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Main Street Capital
MAIN

135 hedge funds and large institutions have $437M invested in Main Street Capital in 2015 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

23% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 40

14% more capital invested

Capital invested by funds: $384M → $437M (+$53.1M)

7% more funds holding

Funds holding: 126 → 135 (+9)

1.32% more ownership

Funds ownership: 28.68% → 30% (+1.3%)

82% less call options, than puts

Call options by funds: $2.08M | Put options by funds: $11.8M

Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
3.54%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
26
Increased
49
Reduced
40
Closed
16
Calls
$2.08M
Puts
$11.8M
Net Calls
-$9.73M
Net Calls Change
-$8.37M

Top Buyers

1
PSI
Pinnacle Summer Investments
Virginia
+$23.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$6.19M
3
Deutsche Bank
Deutsche Bank
Germany
+$2.26M
4
YMRC
Yorktown Management & Research Company
Virginia
+$1.95M
5
LPL Financial
LPL Financial
California
+$1.91M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$9.95M
2
CIP
Chartwell Investment Partners
Pennsylvania
-$2.97M
3
Wells Fargo
Wells Fargo
California
-$2.51M
4
SAM
Shell Asset Management
Netherlands
-$2.26M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
126
WFG Advisors
Texas
$15K – – –
AF
127
Allworth Financial
California
$15K +$15K +500 New
PCM
128
Penserra Capital Management
California
$15K +$15.7K +524 New
EWM
129
Edge Wealth Management
New York
$10K +$9.01K +300 +1,429%
GI
130
Gradient Investments
Minnesota
$5K – – –
KTC
131
Kistler-Tiffany Companies
Pennsylvania
$5K – – –
FHA
132
First Horizon Advisors
Tennessee
$4K -$5.83K -194 -60%
TFA
133
Transamerica Financial Advisors
Florida
$4K – – –
WAM
134
Wealthspire Advisors (Maryland)
Maryland
$3K +$3K +100 New
Manulife (Manufacturers Life Insurance)
135
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$40 – – –
CIP
136
Chartwell Investment Partners
Pennsylvania
– -$2.97M -111,415 Closed
HighTower Advisors
137
HighTower Advisors
Illinois
– -$2.02M -75,772 Closed
SAM
138
Shell Asset Management
Netherlands
– -$2.26M -73,677 Closed
Two Sigma Investments
139
Two Sigma Investments
New York
– -$1.72M -64,560 Closed
UCFA
140
United Capital Financial Advisors
Texas
– -$996K -37,350 Closed
VFS
141
VSR Financial Services
Kansas
– -$625K -23,438 Closed
OA
142
Oxbow Advisors
Texas
– -$504K -18,878 Closed
Victory Capital Management
143
Victory Capital Management
Texas
– -$315K -11,798 Closed
C
144
CFO4Life
Texas
– -$247K -9,280 Closed
ICAS
145
Investors Capital Advisory Services
Massachusetts
– -$245K -9,197 Closed
Envestnet Asset Management
146
Envestnet Asset Management
Illinois
– -$244K -9,157 Closed
Schroder Investment Management Group
147
Schroder Investment Management Group
United Kingdom
– -$219K -8,200 Closed
PCM
148
Prelude Capital Management
New York
– -$160K -6,000 Closed
BlackRock
149
BlackRock
New York
– -$24K -900 Closed
AWM
150
Avior Wealth Management
Nebraska
– -$9K -350 Closed
3 4 5
6
7

MAIN Hedge Fund Activity: Q4 2015 in Review

135 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2015, worth a combined $437M — up 14% from $384M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 16 closed out — a net gain of 10 holders — while 49 added to existing stakes and 40 trimmed.

The largest buyer was Pinnacle Summer Investments, adding an estimated $23.2M. The largest seller was UBS Group, cutting an estimated $9.95M.

  • 135 institutional investors held Main Street Capital (MAIN) as of Q4 2015, up from 126 in Q3 2015.
  • Funds reported $437M of Main Street Capital stock for Q4 2015, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2015 and 16 closed out, a net change of +10 holders.
  • The largest Main Street Capital buyer in Q4 2015 was Pinnacle Summer Investments, an estimated $23.2M added.
  • The largest Main Street Capital seller in Q4 2015 was UBS Group, an estimated $9.95M sold.

Based on aggregated 13F filings for Q4 2015.