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Main Street Capital

134 hedge funds and large institutions have $397M invested in Main Street Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

14% more capital invested

Capital invested by funds: $349M → $397M (+$48.8M)

10% more funds holding

Funds holding: 122134 (+12)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0.65% more ownership

Funds ownership: 24.95%25.6% (+0.65%)

28% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.99M

Holders
134
Holders Change
+12
Holders Change %
+9.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
46
Reduced
45
Closed
13
Calls
$1.43M
Puts
$1.99M
Net Calls
-$558K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
GI
126
Gradient Investments
Minnesota
$5K -$2.16K -70 -28%
KTC
127
Kistler-Tiffany Companies
Pennsylvania
$5K
TFA
128
Transamerica Financial Advisors
Florida
$4K
TCM
129
Tradewinds Capital Management
Washington
$3K +$62 +2 +2%
DADC
130
D.A. Davidson & Co
Montana
$2K
AIM
131
Advantage Investment Management
Iowa
$1K +$1.02K +33 New
Manulife (Manufacturers Life Insurance)
132
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39 +$5.59K +181 +16%
BRWA
133
B. Riley Wealth Advisors
Florida
$13 +$14.1K +457 New
RFC
134
Regions Financial Corp
Alabama
-$1.45M -47,276 Closed
EM
135
EnTrustPermal Management
New York
-$901K -29,420 Closed
PP
136
PDT Partners
New York
-$826K -26,956 Closed
SB
137
Suntrust Banks
Georgia
-$726K -23,726 Closed
AHC
138
Adell Harriman & Carpenter
Texas
-$418K -12,700 Closed
IMS
139
Index Management Solutions
Pennsylvania
-$304K -9,933 Closed
State Street
140
State Street
Massachusetts
-$301K -9,815 Closed
LP
141
LMR Partners
United Kingdom
-$283K -9,235 Closed
CSS
142
Cubist Systematic Strategies
Connecticut
-$280K -9,144 Closed
JP Morgan Chase
143
JP Morgan Chase
New York
-$280K -9,141 Closed
S
144
SignatureFD
Georgia
-$28K -929 Closed
PTC
145
Private Trust Company
Ohio
-$25K -800 Closed
Canada Life
146
Canada Life
Manitoba, Canada
-$3K -100 Closed
Envestnet Asset Management
147
Envestnet Asset Management
Illinois
+$494 +16 New

MAIN Hedge Fund Activity: Q4 2014 in Review

134 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2014, worth a combined $397M — up 14% from $349M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 13 closed out — a net gain of 13 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $4.3M. The largest seller was Goldman Sachs, cutting an estimated $4.11M.

  • 134 institutional investors held Main Street Capital (MAIN) as of Q4 2014, up from 122 in Q3 2014.
  • Funds reported $397M of Main Street Capital stock for Q4 2014, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2014 and 13 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2014 was Financial Management Professionals, an estimated $4.3M added.
  • The largest Main Street Capital seller in Q4 2014 was Goldman Sachs, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2014.