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Main Street Capital

236 hedge funds and large institutions have $508M invested in Main Street Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 84 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

47% more call options, than puts

Call options by funds: $14.6M | Put options by funds: $9.91M

17% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 72

4% more funds holding

Funds holding: 228236 (+8)

4% more capital invested

Capital invested by funds: $488M → $508M (+$19.7M)

0.55% more ownership

Funds ownership: 17.42%17.97% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
236
Holders Change
+8
Holders Change %
+3.51%
% of All Funds
4.13%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
27
Increased
84
Reduced
72
Closed
16
Calls
$14.6M
Puts
$9.91M
Net Calls
+$4.64M
Net Calls Change
+$4.57M
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
101
Stratos Wealth Partners
Ohio
$613K -$15.6K -376 -2%
MML Investors Services
102
MML Investors Services
Massachusetts
$609K +$78.4K +1,886 +15%
Truist Financial
103
Truist Financial
North Carolina
$604K +$84.8K +2,040 +16%
SBIA
104
Sheaff Brock Investment Advisors
Indiana
$557K +$21.7K +521 +4%
GC
105
Guggenheim Capital
Illinois
$548K -$40.4K -971 -7%
Qube Research & Technologies (QRT)
106
Qube Research & Technologies (QRT)
United Kingdom
$539K -$218K -5,249 -29%
CA
107
Callahan Advisors
Texas
$526K +$6.74K +162 +1%
RFN
108
RDA Financial Network
Iowa
$481K +$7.24K +174 +2%
CMO
109
Covenant Multifamily Offices
Texas
$452K +$10.4K +250 +2%
RIM
110
Regent Investment Management
Kentucky
$448K
VEA
111
Virtus ETF Advisers
New York
$437K -$25.4K -610 -5%
BAAM
112
Baker Avenue Asset Management
California
$436K +$442K +10,628 New
Squarepoint
113
Squarepoint
New York
$432K +$217K +5,208 +98%
Victory Capital Management
114
Victory Capital Management
Texas
$423K -$19K -458 -4%
WT
115
Whittier Trust
California
$402K +$73.2K +1,760 +22%
TWM
116
Tradition Wealth Management
Minnesota
$401K +$7.94K +191 +2%
Allianz Asset Management
117
Allianz Asset Management
Germany
$375K +$22.6K +544 +6%
IWP
118
Icon Wealth Partners
Texas
$374K
OIA
119
OneDigital Investment Advisors
Kansas
$373K -$20.3K -489 -5%
Barclays
120
Barclays
United Kingdom
$367K -$50.2K -1,208 -12%
CAN
121
Cetera Advisor Networks
California
$354K -$6.03K -145 -2%
CWM
122
Circle Wealth Management
New Jersey
$350K +$355K +8,526 New
KM
123
Kalos Management
Georgia
$340K +$582 +14 +0.2%
WS
124
Wedbush Securities
California
$329K
UCMOK
125
United Capital Management of KS
Kansas
$328K +$166 +4 +0.1%

MAIN Hedge Fund Activity: Q3 2021 in Review

236 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2021, worth a combined $508M — up 4% from $488M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new MAIN positions and 16 closed out — a net gain of 11 holders — while 84 added to existing stakes and 72 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $6.46M. The largest seller was State of Wisconsin Investment Board, cutting an estimated $2.33M.

  • 236 institutional investors held Main Street Capital (MAIN) as of Q3 2021, up from 228 in Q2 2021.
  • Funds reported $508M of Main Street Capital stock for Q3 2021, up 4% quarter-over-quarter.
  • 27 funds opened new Main Street Capital positions in Q3 2021 and 16 closed out, a net change of +11 holders.
  • The largest Main Street Capital buyer in Q3 2021 was Two Sigma Advisers, an estimated $6.46M added.
  • The largest Main Street Capital seller in Q3 2021 was State of Wisconsin Investment Board, an estimated $2.33M sold.

Based on aggregated 13F filings for Q3 2021.