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Main Street Capital

220 hedge funds and large institutions have $280M invested in Main Street Capital in 2020 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 85 increasing their positions, 64 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 64

0.27% less ownership

Funds ownership: 22.33%22.06% (-0.27%)

13% less funds holding

Funds holding: 252220 (-32)

41% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 61

54% less capital invested

Capital invested by funds: $609M → $280M (-$328M)

63% less call options, than puts

Call options by funds: $3.9M | Put options by funds: $10.7M

67% less funds holding in top 10

Funds holding in top 10: 62 (-4)

Holders
220
Holders Change
-32
Holders Change %
-12.7%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-66.67%
% of All Funds
0.04%
New
36
Increased
85
Reduced
64
Closed
61
Calls
$3.9M
Puts
$10.7M
Net Calls
-$6.75M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
WSCM
101
Wellington Shields Capital Management
New York
$356K -$11.2K -300 -2%
CAN
102
Cetera Advisor Networks
California
$349K -$49.9K -1,335 -7%
BEI
103
Benjamin Edwards Inc
Missouri
$343K +$602K +16,080 +2,552%
Ameriprise
104
Ameriprise
Minnesota
$342K -$60.7K -1,623 -9%
FIA
105
Foundations Investment Advisors
Arizona
$341K +$139K +3,712 +25%
VAM
106
Verity Asset Management
North Carolina
$340K +$269K +7,190 +80%
HT
107
HighTower Trust
Texas
$328K +$598K +15,979 New
FIM
108
Freedom Investment Management
Connecticut
$326K +$92.4K +2,471 +50%
NFG
109
Next Financial Group
Texas
$310K -$12.5K -334 -2%
AI
110
Atria Investments
North Carolina
$309K -$170K -4,538 -23%
CCM
111
Chilton Capital Management
Texas
$309K +$37 +1 +0%
AFC
112
Adaptive Financial Consulting
Ohio
$303K -$12.5K -335 -2%
BRWA
113
B. Riley Wealth Advisors
Florida
$302K +$88K +2,353 +19%
BRWM
114
B. Riley Wealth Management
Tennessee
$301K +$550K +14,692 New
VWA
115
V Wealth Advisors
Kansas
$297K +$205K +5,490 +61%
DBRC
116
D.B. Root & Company
Pennsylvania
$296K +$112K +3,003 +26%
RIA
117
Realta Investment Advisors
Delaware
$293K -$32.1K -859 -6%
KM
118
Kalos Management
Georgia
$286K -$6.51K -174 -2%
ADBIC
119
A.D. Beadell Investment Counsel
Wisconsin
$280K
EH
120
Equitable Holdings
New York
$271K +$495K +13,228 New
Comerica Bank
121
Comerica Bank
Texas
$268K
TF
122
Trek Financial
Arizona
$264K +$482K +12,881 New
AWA
123
Arkadios Wealth Advisors
Georgia
$257K +$112K +3,004 +32%
CA
124
Callahan Advisors
Texas
$252K +$6.4K +171 +1%
RFN
125
RDA Financial Network
Iowa
$240K -$41.5K -1,110 -9%

MAIN Hedge Fund Activity: Q1 2020 in Review

220 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2020, worth a combined $280M — down 54% from $609M a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of MAIN and 36 opened new positions — a net loss of 25 holders — while 64 trimmed existing stakes and 85 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $18.9M. The largest seller was Macquarie Group, exiting entirely with an estimated $24.6M sold.

  • 220 institutional investors held Main Street Capital (MAIN) as of Q1 2020, down from 252 in Q4 2019.
  • Funds reported $280M of Main Street Capital stock for Q1 2020, down 54% quarter-over-quarter.
  • 36 funds opened new Main Street Capital positions in Q1 2020 and 61 closed out, a net change of -25 holders.
  • The largest Main Street Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $18.9M added.
  • The largest Main Street Capital seller in Q1 2020 was Macquarie Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q1 2020.