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Main Street Capital
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Overview Fund Activity

147 hedge funds and large institutions have $479M invested in Main Street Capital in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
147
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.93%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
10
Increased
61
Reduced
47
Closed
8
Calls
$2.06M
Puts
$2.67M
Net Calls
-$612K
Net Calls Change
+$3.61M

Top Buyers

1
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$19.7M
2
MC
Muzinich & Co
New York
$22.5M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
$15.5M
4
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$6.21M
5
Two Sigma Advisers
Two Sigma Advisers
New York
$3.66M

Top Sellers

1
Macquarie Group
Macquarie Group
Australia
$34.1M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$852K
3
SMH
Sanders Morris Harris
Texas
$59.9M
4
UBS Group
UBS Group
Switzerland
$13M
5
BAM
Burgundy Asset Management
Ontario, Canada
$70M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
101
Segment Wealth Management
Texas
$365K – – –
CPIG
102
Chicago Partners Investment Group
Illinois
$344K -$3.43K -100 -1%
WEC
103
Winslow Evans & Crocker
Massachusetts
$343K +$323K +9,400 +1,615%
CCM
104
Coldstream Capital Management
Washington
$334K -$436K -12,722 -57%
RIA
105
Regal Investment Advisors
Michigan
$321K +$1.03K +30 +0.3%
Janney Montgomery Scott
106
Janney Montgomery Scott
Pennsylvania
$311K +$311K +9,052 New
CWM
107
Concert Wealth Management
California
$290K -$2.34K -68 -0.8%
VAM
108
Verity Asset Management
North Carolina
$287K – – –
Lido Advisors
109
Lido Advisors
California
$287K – – –
CAM
110
Cypress Asset Management
Texas
$267K -$301K -8,775 -53%
BRWA
111
B. Riley Wealth Advisors
Florida
$263K -$33.2K -966 -11%
GWM
112
Geneos Wealth Management
Colorado
$262K -$48.7K -1,419 -16%
HT
113
HighTower Trust
Texas
$250K +$20.1K +585 +9%
FAAS
114
First Allied Advisory Services
California
$217K +$217K +6,325 New
AIA
115
Avalon Investment & Advisory
Texas
$215K – – –
PNC Financial Services Group
116
PNC Financial Services Group
Pennsylvania
$196K -$19.9K -580 -9%
Fifth Third Bancorp
117
Fifth Third Bancorp
Ohio
$180K +$85.7K +2,500 +91%
JPMorgan Chase & Co
118
JPMorgan Chase & Co
New York
$135K – – –
TRCT
119
Tower Research Capital (TRC)
New York
$134K +$134K +3,900 New
US Bancorp
120
US Bancorp
Minnesota
$113K -$226K -6,605 -67%
Group One Trading
121
Group One Trading
Illinois
$94K -$96.2K -2,800 -51%
SAM
122
Shamrock Asset Management
Texas
$92K – – –
PWM
123
Perigon Wealth Management
California
$88K +$88K +2,547 New
Nisa Investment Advisors
124
Nisa Investment Advisors
Missouri
$69K – – –
AIM
125
Advantage Investment Management
Iowa
$58K – – –
3 4
5
6 7