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Main Street Capital
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Overview Fund Activity

199 hedge funds and large institutions have $382M invested in Main Street Capital in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 64 increasing their positions, 74 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
199
Holders Change
-8
Holders Change %
-3.86%
% of All Funds
4.03%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.12%
New
23
Increased
64
Reduced
74
Closed
30
Calls
$11.9M
Puts
$6.92M
Net Calls
+$4.99M
Net Calls Change
-$2.59M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$24.1M
2
Two Sigma Investments
Two Sigma Investments
New York
$4.71M
3
BAM
Burgundy Asset Management
Ontario, Canada
$47.2M
4
AP
Americana Partners
Texas
$2.02M
5
JWCA
J.W. Cole Advisors
Florida
$1.67M

Top Sellers

1
ASN
Advisory Services Network
Georgia
$938K
2
ACM
Advisors Capital Management
New Jersey
$3M
3
GIM
Greenwich Investment Management
Connecticut
$0
4
HighTower Advisors
HighTower Advisors
Illinois
$718K
5
UBS Group
UBS Group
Switzerland
$5.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
76
Stratos Wealth Partners
Ohio
$746K -$7.37K -249 -1%
BRWM
77
B. Riley Wealth Management
Tennessee
$731K +$731K +24,722 New
GWM
78
Geneos Wealth Management
Colorado
$719K +$71.1K +2,378 +11%
HighTower Advisors
79
HighTower Advisors
Illinois
$718K -$834K -28,316 -54%
AG
80
Aperio Group
California
$688K +$8.31K +281 +1%
HPIA
81
Hamilton Point Investment Advisors
North Carolina
$678K +$10.5K +353 +2%
BRWA
82
B. Riley Wealth Advisors
Florida
$678K +$232K +7,845 +52%
KAS
83
Kestra Advisory Services
Texas
$662K +$662K +22,386 New
DP
84
Dearborn Partners
Illinois
$654K -$73.3K -2,478 -10%
FAAS
85
First Allied Advisory Services
California
$641K +$72K +2,433 +13%
Ameriprise
86
Ameriprise
Minnesota
$640K -$38.1K -1,291 -6%
DFG
87
Delphi Financial Group
Delaware
$600K – – –
DBRC
88
D.B. Root & Company
Pennsylvania
$599K +$169K +5,705 +39%
BAM
89
Belpointe Asset Management
Nevada
$557K +$9.41K +319 +2%
SBIA
90
Sheaff Brock Investment Advisors
Indiana
$548K +$39.8K +1,344 +8%
GAM
91
Griffin Asset Management
New York
$536K -$133K -4,492 -20%
AWM
92
AllSquare Wealth Management
New York
$526K – – –
WSCM
93
Wellington Shields Capital Management
New York
$513K – – –
Janney Montgomery Scott
94
Janney Montgomery Scott
Pennsylvania
$487K -$4.37K -148 -0.9%
HT
95
HighTower Trust
Texas
$472K – – –
CCM
96
Chilton Capital Management
Texas
$471K -$26.2K -888 -5%
FCCM
97
First City Capital Management
Georgia
$458K +$111K +3,655 +32%
BEI
98
Benjamin Edwards Inc
Missouri
$440K -$25.3K -854 -5%
MML Investors Services
99
MML Investors Services
Massachusetts
$431K -$51.2K -1,732 -11%
RCM
100
Radcliffe Capital Management
Pennsylvania
$408K -$272K -9,200 -40%
2 3
4
5 6