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Main Street Capital

117 hedge funds and large institutions have $323M invested in Main Street Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 61 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

205% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 20

75% more call options, than puts

Call options by funds: $5.06M | Put options by funds: $2.89M

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

43% more capital invested

Capital invested by funds: $226M → $323M (+$96.5M)

4% more funds holding

Funds holding: 112117 (+5)

3.66% more ownership

Funds ownership: 23.57%27.23% (+3.7%)

Holders
117
Holders Change
+5
Holders Change %
+4.46%
% of All Funds
3.79%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
17
Increased
61
Reduced
20
Closed
11
Calls
$5.06M
Puts
$2.89M
Net Calls
+$2.16M
Net Calls Change
+$1.82M
Name Holding Trade Value Shares
Change
Change in
Stake
RFC
76
Russell Frank Company
Washington
$327K +$316K +10,615 +3,338%
RIA
77
Regal Investment Advisors
Michigan
$326K -$16.9K -569 -5%
Barclays
78
Barclays
United Kingdom
$304K +$257K +8,643 +472%
BNP Paribas Financial Markets
79
BNP Paribas Financial Markets
France
$303K -$66K -2,218 -18%
WSCM
80
Wellington Shields Capital Management
New York
$293K +$292K +9,800 New
GMIM
81
General Motors Investment Management
New York
$281K
AQR Capital Management
82
AQR Capital Management
Connecticut
$276K -$456K -15,300 -62%
Janney Montgomery Scott
83
Janney Montgomery Scott
Pennsylvania
$275K -$23.1K -775 -8%
MFS
84
MSI Financial Services
Massachusetts
$264K +$164K +5,518 +168%
T. Rowe Price Associates
85
T. Rowe Price Associates
Maryland
$260K -$86.4K -2,900 -25%
AA
86
ALPS Advisors
Colorado
$255K +$253K +8,512 New
Creative Planning
87
Creative Planning
Kansas
$241K +$127K +4,270 +113%
VKH
88
Virtu KCG Holdings
New York
$227K +$226K +7,575 New
WMSA
89
Weiss Multi-Strategy Advisers
New York
$219K +$218K +7,324 New
CA
90
Callahan Advisors
Texas
$210K +$209K +7,032 New
Cambridge Investment Research Advisors
91
Cambridge Investment Research Advisors
Iowa
$208K +$207K +6,935 New
SG Americas Securities
92
SG Americas Securities
New York
$201K +$200K +6,729 New
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$175K
TRCT
94
Tower Research Capital (TRC)
New York
$156K +$103K +3,452 +197%
Teacher Retirement System of Texas
95
Teacher Retirement System of Texas
Texas
$141K +$73.4K +2,464 +110%
Bank of America
96
Bank of America
North Carolina
$118K -$208K -6,993 -64%
Ameriprise
97
Ameriprise
Minnesota
$91K +$15.4K +516 +21%
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$69K
FMT
99
First Mercantile Trust
Tennessee
$61K +$2.8K +94 +5%
California Public Employees Retirement System
100
California Public Employees Retirement System
California
$45K +$5.96K +200 +15%