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Main Street Capital
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Overview Fund Activity

147 hedge funds and large institutions have $479M invested in Main Street Capital in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
147
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.93%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.19%
New
10
Increased
61
Reduced
47
Closed
8
Calls
$2.06M
Puts
$2.67M
Net Calls
-$612K
Net Calls Change
+$3.61M

Top Buyers

1
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$19.7M
2
MC
Muzinich & Co
New York
$22.5M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
$15.5M
4
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$6.21M
5
Two Sigma Advisers
Two Sigma Advisers
New York
$3.66M

Top Sellers

1
Macquarie Group
Macquarie Group
Australia
$34.1M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$852K
3
SMH
Sanders Morris Harris
Texas
$59.9M
4
UBS Group
UBS Group
Switzerland
$13M
5
BAM
Burgundy Asset Management
Ontario, Canada
$70M
Name Holding Trade Value Shares
Change 		Shares
Change %
Luther King Capital Management (LKCM)
51
Luther King Capital Management (LKCM)
Texas
$1.28M – – –
HB
52
Homrich & Berg
Georgia
$1.25M +$19K +553 +2%
WSCM
53
Wellington Shields Capital Management
New York
$1.22M -$17.2K -500 -1%
HFS
54
HL Financial Services
Kentucky
$1.18M +$53.1K +1,548 +5%
OIA
55
Optimum Investment Advisors
Illinois
$1.09M – – –
ERSOT
56
Employees Retirement System of Texas
Texas
$1.08M – – –
FMP
57
Financial Management Professionals
Texas
$992K -$76.8K -2,237 -7%
GA
58
Geneva Advisors
Illinois
$992K +$124K +3,601 +14%
CIA
59
Capital Investment Advisors
Georgia
$989K +$720K +20,965 +268%
AR
60
Advisory Research
Illinois
$988K +$240K +6,978 +32%
Bank of America
61
Bank of America
North Carolina
$971K -$88.5K -2,578 -8%
D.E. Shaw & Co
62
D.E. Shaw & Co
New York
$968K +$968K +28,201 New
CA
63
Cetera Advisors
Colorado
$967K +$70.1K +2,042 +8%
SAM
64
Sequent Asset Management
Texas
$952K – – –
BF
65
BOK Financial
Oklahoma
$923K +$17.2K +500 +2%
FWM
66
Frontier Wealth Management
Missouri
$910K – – –
AAM
67
Advisors Asset Management
Colorado
$909K +$502K +14,627 +123%
SMDAM
68
Sumitomo Mitsui DS Asset Management
Japan
$899K +$225K +6,567 +33%
Goldman Sachs
69
Goldman Sachs
New York
$868K +$14.2K +413 +2%
Royal Bank of Canada
70
Royal Bank of Canada
Ontario, Canada
$852K -$14.1M -410,382 -94%
ASN
71
Advisory Services Network
Georgia
$812K +$162K +4,710 +25%
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$811K +$286K +8,320 +54%
CG
73
Clinton Group
New York
$799K +$74.6K +2,172 +10%
SCM
74
Silver Capital Management
New York
$781K -$10.3K -300 -1%
Northern Trust
75
Northern Trust
Illinois
$742K -$371K -10,814 -33%
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