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Main Street Capital

134 hedge funds and large institutions have $397M invested in Main Street Capital in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 46 increasing their positions, 45 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 13

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

14% more capital invested

Capital invested by funds: $349M → $397M (+$48.8M)

10% more funds holding

Funds holding: 122134 (+12)

2% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 45

0.65% more ownership

Funds ownership: 24.95%25.6% (+0.65%)

28% less call options, than puts

Call options by funds: $1.43M | Put options by funds: $1.99M

Holders
134
Holders Change
+12
Holders Change %
+9.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
26
Increased
46
Reduced
45
Closed
13
Calls
$1.43M
Puts
$1.99M
Net Calls
-$558K
Net Calls Change
-$224K
Name Holding Trade Value Shares
Change
Change in
Stake
LCM
51
Logan Capital Management
Pennsylvania
$1.16M
CS
52
Credit Suisse
Switzerland
$1.15M -$371K -12,034 -23%
B
53
Baird
Wisconsin
$1.09M +$122K +3,947 +12%
Susquehanna International Group
54
Susquehanna International Group
Pennsylvania
$1.08M -$1.11M -35,807 -49%
HPIA
55
Hamilton Point Investment Advisors
North Carolina
$1.08M +$44.6K +1,445 +4%
CIBC World Market
56
CIBC World Market
Ontario, Canada
$1.08M +$1.14M +36,948 New
BRWM
57
B. Riley Wealth Management
Tennessee
$1.06M -$65.9K -2,134 -6%
Luther King Capital Management (LKCM)
58
Luther King Capital Management (LKCM)
Texas
$1.06M +$253K +8,200 +29%
Citigroup
59
Citigroup
New York
$1.04M -$1.15M -37,186 -51%
HB
60
Homrich & Berg
Georgia
$993K +$20.4K +660 +2%
DC
61
Deschaine & Company
Illinois
$957K +$1.01M +32,716 New
OIA
62
Optimum Investment Advisors
Illinois
$927K +$969K +31,405 +99%
ERSOT
63
Employees Retirement System of Texas
Texas
$916K
VKH
64
Virtu KCG Holdings
New York
$905K +$955K +30,948 New
WSCM
65
Wellington Shields Capital Management
New York
$889K -$3.09K -100 -0.3%
YMRC
66
Yorktown Management & Research Company
Virginia
$877K
PG
67
PEAK6 Group
Illinois
$796K +$840K +27,208 New
FWM
68
Frontier Wealth Management
Missouri
$775K +$818K +26,500 New
AWM
69
AllSquare Wealth Management
New York
$757K +$799K +25,900 New
Cambridge Investment Research Advisors
70
Cambridge Investment Research Advisors
Iowa
$717K +$34.5K +1,119 +5%
MCM
71
McKinley Capital Management
Alaska
$709K -$13.6K -442 -2%
CI
72
CAZ Investments
Texas
$686K +$724K +23,465 New
CAM
73
Cypress Asset Management
Texas
$668K +$77.9K +2,525 +12%
HFS
74
HL Financial Services
Kentucky
$638K -$34.7K -1,124 -5%
FWM
75
Focused Wealth Management
New York
$621K -$55.5K -1,799 -8%

MAIN Hedge Fund Activity: Q4 2014 in Review

134 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2014, worth a combined $397M — up 14% from $349M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 13 closed out — a net gain of 13 holders — while 46 added to existing stakes and 45 trimmed.

The largest buyer was Financial Management Professionals, opening a new position worth an estimated $4.3M. The largest seller was Goldman Sachs, cutting an estimated $4.11M.

  • 134 institutional investors held Main Street Capital (MAIN) as of Q4 2014, up from 122 in Q3 2014.
  • Funds reported $397M of Main Street Capital stock for Q4 2014, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2014 and 13 closed out, a net change of +13 holders.
  • The largest Main Street Capital buyer in Q4 2014 was Financial Management Professionals, an estimated $4.3M added.
  • The largest Main Street Capital seller in Q4 2014 was Goldman Sachs, an estimated $4.11M sold.

Based on aggregated 13F filings for Q4 2014.