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Main Street Capital

117 hedge funds and large institutions have $323M invested in Main Street Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 61 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

205% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 20

75% more call options, than puts

Call options by funds: $5.06M | Put options by funds: $2.89M

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

43% more capital invested

Capital invested by funds: $226M → $323M (+$96.5M)

4% more funds holding

Funds holding: 112117 (+5)

3.66% more ownership

Funds ownership: 23.57%27.23% (+3.7%)

Holders
117
Holders Change
+5
Holders Change %
+4.46%
% of All Funds
3.79%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
17
Increased
61
Reduced
20
Closed
11
Calls
$5.06M
Puts
$2.89M
Net Calls
+$2.16M
Net Calls Change
+$1.82M
Name Holding Trade Value Shares
Change
Change in
Stake
EM
51
EnTrustPermal Management
New York
$948K +$943K +31,659 New
MLICM
52
Metropolitan Life Insurance Company (MetLife)
New York
$941K +$105K +3,529 +13%
NFA
53
Nationwide Fund Advisors
Ohio
$932K +$194K +6,529 +27%
OIA
54
Optimum Investment Advisors
Illinois
$928K +$923K +31,005 New
Luther King Capital Management (LKCM)
55
Luther King Capital Management (LKCM)
Texas
$838K
Jane Street
56
Jane Street
New York
$793K +$789K +26,485 New
State Board of Administration of Florida Retirement System
57
State Board of Administration of Florida Retirement System
Florida
$763K
ProShare Advisors
58
ProShare Advisors
Maryland
$745K +$153K +5,149 +26%
Legal & General Group
59
Legal & General Group
United Kingdom
$733K +$55.4K +1,859 +8%
NA
60
Navellier & Associates
Nevada
$697K -$1.31K -44 -0.2%
William Blair & Company
61
William Blair & Company
Illinois
$674K +$188K +6,328 +39%
LTFS
62
Ladenburg Thalmann Financial Services
Florida
$651K +$48.7K +1,635 +8%
KIA
63
King Investment Advisors
Texas
$575K -$4.47K -150 -0.8%
Geode Capital Management
64
Geode Capital Management
Massachusetts
$557K +$222K +7,439 +67%
CA
65
Commerzbank Aktiengesellschaft
Germany
$539K +$22.5K +755 +4%
BA
66
BlackRock Advisors
Delaware
$539K +$65.4K +2,195 +14%
VOYA Investment Management
67
VOYA Investment Management
Georgia
$521K
FWM
68
Focused Wealth Management
New York
$414K +$412K +13,848 New
Citigroup
69
Citigroup
New York
$361K -$234K -7,854 -39%
Commonwealth Equity Services
70
Commonwealth Equity Services
Massachusetts
$356K -$575K -19,302 -62%
PMG
71
ProVise Management Group
Florida
$353K -$13.2K -444 -4%
ACM
72
Ativo Capital Management
Illinois
$352K -$46.1K -1,547 -12%
UBS AM
73
UBS AM
Illinois
$347K
Principal Financial Group
74
Principal Financial Group
Iowa
$343K +$13.2K +442 +4%
LCM
75
Logan Capital Management
Pennsylvania
$329K +$328K +11,000 New