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Main Street Capital

128 hedge funds and large institutions have $398M invested in Main Street Capital in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 63 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 30

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $370M → $398M (+$27.9M)

3% more funds holding

Funds holding: 124128 (+4)

1.55% more ownership

Funds ownership: 28.53%30.08% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% less call options, than puts

Call options by funds: $3.55M | Put options by funds: $3.56M

Holders
128
Holders Change
+4
Holders Change %
+3.23%
% of All Funds
3.7%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
17
Increased
63
Reduced
30
Closed
13
Calls
$3.55M
Puts
$3.56M
Net Calls
-$9K
Net Calls Change
-$287K
Name Holding Trade Value Shares
Change
Change in
Stake
KFA
26
Kelleher Financial Advisors
New York
$3.96M
AAM
27
Advisors Asset Management
Colorado
$3.36M -$268K -7,862 -7%
Vanguard Group
28
Vanguard Group
Pennsylvania
$3.08M -$11.3M -331,956 -78%
AIG
29
American International Group
New York
$2.76M +$1.29M +37,985 +83%
RhumbLine Advisers
30
RhumbLine Advisers
Massachusetts
$2.47M +$748K +21,979 +41%
Allianz Asset Management
31
Allianz Asset Management
Germany
$2.47M +$108K +3,175 +4%
CIM
32
Confluence Investment Management
Missouri
$2.46M -$34K -1,000 -1%
California State Teachers Retirement System (CalSTRS)
33
California State Teachers Retirement System (CalSTRS)
California
$2.33M +$6.8K +200 +0.3%
LPL Financial
34
LPL Financial
California
$2.23M +$233K +6,850 +11%
SAM
35
Shell Asset Management
Netherlands
$2.22M -$9.32K -274 -0.4%
Citadel Advisors
36
Citadel Advisors
Florida
$2.16M +$1.52M +44,571 +211%
CCM
37
Carlson Capital Management
Minnesota
$2.15M
TA
38
Teachers Advisors
New York
$2.11M +$51.4K +1,510 +2%
AllianceBernstein
39
AllianceBernstein
Tennessee
$2.06M +$34 +1 +0%
PCM
40
Piermont Capital Management
Missouri
$2M +$2.07M +60,740 New
Goldman Sachs
41
Goldman Sachs
New York
$2M +$344K +10,123 +20%
Charles Schwab
42
Charles Schwab
California
$1.93M +$105K +3,100 +6%
CAN
43
Cetera Advisor Networks
California
$1.68M +$91.4K +2,687 +6%
SCM
44
Sterling Capital Management
North Carolina
$1.62M +$1.68M +49,250 New
VanEck Associates
45
VanEck Associates
New York
$1.61M +$295K +8,672 +21%
FIM
46
Friedberg Investment Management
Texas
$1.58M
GC
47
Guggenheim Capital
Illinois
$1.48M +$686K +20,159 +81%
PP
48
PDT Partners
New York
$1.43M +$1.48M +43,513 New
SAM
49
Sequent Asset Management
Texas
$1.32M +$93.3K +2,743 +7%
ProShare Advisors
50
ProShare Advisors
Maryland
$1.3M +$1.34M +39,484 New