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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

308 hedge funds and large institutions have $4.48B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 161 increasing their positions, 88 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
308
Holders Change
+6
Holders Change %
+1.99%
% of All Funds
6.23%
Holding in Top 10
33
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.45%
% of All Funds
0.67%
New
26
Increased
161
Reduced
88
Closed
19
Calls
–
Puts
$553K
Net Calls
-$553K
Net Calls Change
-$553K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$784M
2
LPL Financial
2
LPL Financial
California
$210M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$103M
4
Wells Fargo
4
Wells Fargo
California
$358M
5
UBS Group
5
UBS Group
Switzerland
$202M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$108M
2
CCFM
2
Clear Creek Financial Management
Washington
$0
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$27.8M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$11.3M
5
AWA
5
ARQ Wealth Advisors
Arizona
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GIA
151
Gladstone Institutional Advisory
Florida
$1.65M -$221K -4,268 -12%
CAL
152
Capital Analysts LLC
Pennsylvania
$1.63M +$61.6K +1,191 +4%
VWM
153
Venturi Wealth Management
Texas
$1.62M -$39.3K -761 -2%
OWA
154
Outlook Wealth Advisors
Texas
$1.55M -$281K -5,432 -15%
CRCM
155
Corbett Road Capital Management
Virginia
$1.49M -$118K -2,284 -7%
AWA
156
Arete Wealth Advisors
Illinois
$1.48M +$281K +5,428 +23%
OIA
157
OneDigital Investment Advisors
Kansas
$1.45M +$307K +5,941 +27%
WA
158
Winfield Associates
Ohio
$1.44M +$110K +2,125 +8%
GWSG
159
GPS Wealth Strategies Group
Colorado
$1.41M +$1.41M +27,253 New
PG
160
Patten Group
Tennessee
$1.39M -$20.6K -399 -1%
FFC
161
Fure Financial Corporation
Minnesota
$1.39M -$79K -1,530 -5%
SW
162
SteelPeak Wealth
California
$1.39M +$171K +3,301 +14%
DI
163
DFPG Investments
Utah
$1.37M -$182K -3,525 -12%
FHB
164
First Hawaiian Bank
Hawaii
$1.33M -$114K -2,200 -8%
EH
165
Equitable Holdings
New York
$1.32M +$260K +5,021 +24%
VBFG
166
Vishria Bird Financial Group
Tennessee
$1.29M +$911K +17,640 +240%
BRWA
167
B. Riley Wealth Advisors
Florida
$1.21M +$29.3K +567 +2%
P
168
&Partners
Tennessee
$1.21M +$772K +14,936 +175%
AF
169
Advisornet Financial
Minnesota
$1.18M +$927K +17,937 +371%
SB
170
Strategic Blueprint
Georgia
$1.17M +$1.17M +22,712 New
APC
171
Aspire Private Capital
North Carolina
$1.15M -$2.74K -53 -0.2%
IFG
172
Investors Financial Group
Minnesota
$1.14M -$28.6K -553 -2%
IWC
173
Integrated Wealth Concepts
Massachusetts
$1.11M +$123K +2,384 +12%
SG
174
StoneX Group
New York
$1.1M -$6.82K -132 -0.6%
SBL
175
Sargent Bickham Lagudis
Colorado
$1.1M -$495K -9,584 -31%
5 6
7
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