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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

308 hedge funds and large institutions have $4.48B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 161 increasing their positions, 88 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
308
Holders Change
+6
Holders Change %
+1.99%
% of All Funds
6.23%
Holding in Top 10
33
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.45%
% of All Funds
0.67%
New
26
Increased
161
Reduced
88
Closed
19
Calls
–
Puts
$553K
Net Calls
-$553K
Net Calls Change
-$553K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$784M
2
LPL Financial
2
LPL Financial
California
$210M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$103M
4
Wells Fargo
4
Wells Fargo
California
$358M
5
UBS Group
5
UBS Group
Switzerland
$202M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$108M
2
CCFM
2
Clear Creek Financial Management
Washington
$0
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$27.8M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$11.3M
5
AWA
5
ARQ Wealth Advisors
Arizona
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FA
126
FMA Advisory
Pennsylvania
$2.41M +$54.3K +1,050 +2%
CA
127
Cetera Advisors
Colorado
$2.35M +$278K +5,386 +13%
TCWM
128
Total Clarity Wealth Management
Illinois
$2.26M +$202K +3,909 +10%
CFGS
129
Concourse Financial Group Securities
Alabama
$2.22M +$657K +12,724 +42%
MI
130
Moneywise Inc
Virginia
$2.19M +$80.5K +1,557 +4%
NA
131
NewEdge Advisors
Louisiana
$2.18M -$205K -3,959 -9%
Deutsche Bank
132
Deutsche Bank
Germany
$2.18M -$561K -10,854 -20%
KWM
133
Kingsview Wealth Management
Oregon
$2.1M +$346K +6,698 +20%
SIA
134
Strategic Investment Advisors
Michigan
$2.07M +$193K +3,728 +10%
FIM
135
Freedom Investment Management
Connecticut
$2.02M -$135K -2,603 -6%
RA
136
RFG Advisory
Alabama
$1.99M -$23.4K -453 -1%
KA
137
Kovack Advisors
Florida
$1.98M +$18.4K +356 +0.9%
Bank of New York Mellon
138
Bank of New York Mellon
New York
$1.95M -$10.9K -210 -0.6%
HH
139
Hilltop Holdings
Texas
$1.95M +$39K +754 +2%
CP
140
Camelot Portfolios
Ohio
$1.89M +$827K +15,997 +77%
AFP
141
Ausdal Financial Partners
Iowa
$1.88M +$609K +11,789 +48%
PWP
142
Principle Wealth Partners
Connecticut
$1.87M -$402K -7,772 -18%
MIAN
143
Mariner Independent Advisor Network
Kansas
$1.82M +$334K +6,457 +22%
SIG
144
Sargent Investment Group
Maryland
$1.8M -$41.3K -800 -2%
OC
145
Oppenheimer & Co
New York
$1.74M +$348K +6,734 +25%
MHS
146
M Holdings Securities
Oregon
$1.74M -$83.5K -1,616 -5%
CAM
147
Concorde Asset Management
Michigan
$1.73M +$706K +13,671 +69%
CWM
148
Concentrum Wealth Management
California
$1.68M +$1.68M +32,426 New
IA
149
IFG Advisory
Georgia
$1.65M +$97.5K +1,888 +6%
CIAS
150
Capital Investment Advisory Services
North Carolina
$1.65M +$117K +2,270 +8%
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6
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